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<dcterms_description>Court filings: District Court, motion for hearing on behalf of the Joshua intervenors; District Court, Little Rock School District's (LRSD's) response to Joshua's motion for hearing; District Court, Little Rock School District's (LRSD's) brief in support of response to Joshua's motion for hearing; Court of Appeals, ruling; Court of Appeals, order; District Court, response to Court directive of June 21, 2006; District Court, Little Rock School District's (LRSD's) status report; District Court, notice of filing, Arkansas Department of Education (ADE) project management tool This transcript was create using Optical Character Recognition (OCR) and may contain some errors. JOHN W WALKER PA Case 4:S2c."V-u0866-WR'N ilc:vi nf;/?1/2006 INTIIB TTNTI'ED STATES DIS1lUCT COURT EASTERN mSTRICT OF ARKANSAS ~~-n:vlJ nTVT~TnN LITTLE ROCK SCHOOL DISTRICT CASE NO. 4:82CV866WRW/JTR PULASKI COUNTY SPECIAL SCHOOL DISTRICT~ ET AL. MRS. 1-0P'PNE JOSJTTTA., ET AL N0.082 P. 2 Page 1 of 2 PLAIN'ra'F INTERVENORS JNTER.VENORS MOTION FOil BEt\BJNG ON BEHALF OF THE JOSHUA INTERVENORS Come now the Joshua I:ntervenors, in compliance with Section I of the little Rocle School District Compliance Remedy fikd June 30, 2004, mpectfully move the Court for a hearing in crder ro b!mg-probll;_'!'mi;. t.n the attention of the Court with respect to the tittle Rock School ~trict s implementation of the Compliance Remedy. '- We have infonned Little Rock School District s counsel, Mr. Chris Heller, about tbi5 motion and while he objects to it, he does not oppose a court hearing. Respectfully submitted, /I/John W, Walker ____________ John W. Walker, P.A. 1723 Broadway Little Rocle, Arkansas 72206 ~01-374-1758 501-3744187 (fax) E=::il: jcl;w->-Jk:3tt'!@11~l.t'.'.om 1 JUN. 21. 2006 4: 1SPM J"Ol-tl W WALKER P A N0.082 P.3 case 4:is2-cv.:waas-w~w Fl!Ad 06/21/2006 Page 2 of 2 CERTIFICATE QF si-:t<VlCi I .fa h~;-eertify_tl!.~t i:m this 21" day of June, 2006 the following motion has been fiic:d wil~ ~ C~..t.'EC: ::::,':!=:n ~!hkh will i;end notification of such filing to all counsei of recorci. IJ!lohnW,Walp;: 2 --- -- --------- - - - - . I JVl-ft'i W WALKER PA N0,082 T ~ T T"'l T TTT ..,f,..l_ ,..1...r_-..t..t..V....- .Y.Y -__ UT A 1 V L/ 1) LJ yy r1..LJ.L~ .I.. I._, ..l. .. LL A,. .......... "".,,; T h1A1 ~ ....... , ,, .... ., -- -- 172J l:f; w:Jrra; Litrie x.ocir. .A.rK(ui.j"-) 72206 Telephone (50ij 3i4-S7So Fax (501) 374-4187 FAX TRANSMISSION Cu'VER SB:E~T P.1 --------------- :D~~ .lune 21. 2006 To: Gene Jones Fax: 371-0100 Re: LRSD Sauler: John W. Walker YOU SHOULD RECEIVE [ ___ (,tnciutiing cover sneeij] PA.GE(S), INCLUDING TF~ COVRR SHEET. IF YOU DO Nar RECEJVJ:.:ALL l'HE PAGES, .ELEASE CALL "<(501) 314-3758>11 The informationeamaiaedin this &csimile message is attomeyprivilcged andconfideniialinformation intended only for the use of 1hc individual or entity namod aDQvt;. rr ~ .... ~ .. ::- of :hl:: =~~!!~ i~ !!.".'t the mt.ended recipient, or the employee or agent responsibie w dc;livc1 ;. tut.~ :..t...:.d.::! :eci~i~, yi:m ,we hereby notifled mat any disscmimdicm, dis1nOUJio,n or wpy~ "t .:.ii wi-"l":-::t:~~ is ~rl~~ ~.ahibited. If you have received Ibis commumcation ~error, pu.isK i,;;m;;~h'~ :::.~'".l.: by te!~h.~n111, Mid Tet\mi. the original message to us at the aboV.e address via UM: U.S. ~u.>-:al Sc.-~-:~ Th='""""'.!. - - ----- Mr. John W. Walker John W. Walker, P.A. 1723 Broadway Little Rock, AR 72206 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS RICHARD SHEPPARD ARNOLD UNITED STATES COURTHOUSE 600 W. CAPITOL, ROOM 423 LITTLE ROCK, ARKANSAS 72201-3325 (501) 604-5140 Facsimile (501) 604-5149 June 21, 2006 Re: LRSD v. PCSSD, et al, 4:82CV866WRW Dear Mr. Walker: JUN 2 3 2006 OFFICE OF DESEGREGATION MOijlJORING I just received your Motion for a Hearing on Behalf of Joshua Intervenors. By 5 p.m., Wednesday, June 28, 2006, please file a supplement to this motion which will apprise me and your opposing counsel much more fully in the premises. Err, if you are to err at all, on the side of specificity. After receiving supplement, a hearing will be set if it appears one is necessary. Counsel for LRSD should respond to the supplement, also with specificity, within five days after service ofthe supplement. Original to the Clerk of the Court cc: Other Counsel of Record Cordially, Isl Wm. R.Wilson Jr. MIME-Version:1.0 From : ecf_ support@ared . uscourts .gov To:ared_ecf@ared.uscourts .gov a,iessage-Id : <68360l@ared.uscourts.gov> 9lcc: Subject:Activity in Case 4 : 82-cv-00866-WRW Little Rock School, et al v. Pulaski Cty School, et al "Order" Content-Type : text/plain***NOTE TO PUBLIC ACCESS USERS*** You may view the filed documents once without charge . To avoid later charges , download .a copy of each document during this first viewing . U. S. District Court Eastern District of Arkansas Notice of Electronic Filing The following transaction was entered on 6/22/2006 at 9:08 AM CDT and filed on 6/21/2006 Case Name : Little Rock School, et al v. Pulaski Cty School , et al Case Number: 4:82-cv-866 http://ecf . ared . uscourts.gov/cgi-bin/DktRpt.pl?26052 WARNING: CASE CLOSED on 01/26 / 1998 Document Number : 4020 Copy the URL address from the line below into the location bar of your Web browser to view the document: http://ecf.ared.uscourts . gov/cgi-bin/show_case_doc?4020 , 26052,,MAGIC,,,2005401 Docket Text : LETTER/ORDER, Counsel for Joshua Intervenors is to file by 6/28/06 a supplement re [4018] MOTION for Hearing filed by Lorene Joshua. Counsel for LRSD should respond to the supplement within 5 days after service of Joshua Intervenors supplement. Signed by Judge William R. Wilson Jr . on 6/21/06 . (dac, ) The following document(s) are associated with this transaction: Document description: Main Document 8)riginal filename: n/a ~ lectronic document Stamp: [ STAMP dcecfStamp_ ID=10957 94525 [Date=6/22/2006] [FileNumber=683 600:-0] [70b999c859edla527653c3c3e9826a037ela38d6ea03dd7cafbd7b7e86beed14092ae352049b4ce 636dfdf2f9d227045ec417b43f5176ed93cd56b211703d489]] 4 : 82-cv-866 Notice will be electronically mailed to: Clayton R. Blackstock cblackstock@mbbwi . com Mark Terry Burnette mburnette@mbbwi . com John Clayburn Fendley , Jr clayfendley@comcast.net, yeldnef@yahoo.com Mark Arnold Hagemeier mark.hagemeier@arkansasag . gov, angela.dover@arkansasag . gov Christopher J. Heller heller@fec . net , brendak@fec.net; tmiller@fec.net M. Samuel Jones, III sjones@mwsgw.com, aoverton@mwsgw.com Stephen W. Jones sjones@jlj . com, kate.jones@jlj . com; linda . calloway@jlj.com . _Philip E. Kaplan pkaplan@kbmlaw . net, nmoler@kbmlaw.net Sharon Carden Streett scstreett@comcast.net , scstreett@yahoo.com John W. Walker johnwalkeratty@aol . com, lorap72297@aol.com; - jspringer@gabrielmail.com 4:82-cv-866 Notice will be delivered by other means to: Norman J . Chachkin NAACP Legal Defense & Educational Fund, Inc . 99 Hudson Street Suite 1600 New York , NY 10013 imothy Gerard Gauger rkansas Attorney General ' s Office Catlett-Prien Tower Building 323 Center Street Suite 200 Little Rock, AR 72201-2610 James M. Llewellyn , Jr Thompson & Llewellyn , P.A. 412 South Eighteenth Street Post Office Box 818 Fort Smith , AR 72902-0818 Office of Desegregation Monitor One Union National Plaza 124 West Capitol Suite 1895 Little Rock , AR 72201 William P . Thompson Thompson & Llewellyn, P .A. 412 South Eighteenth Street Post Office Box 818 Fort Smith, AR 72902-0818 Case 4:82-cv-00866-WRW Document 4019 Filed 06/21/2006 Page 1 of 3 IN THE UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DIVISION LITTLE ROCK SCHOOL DISTRICT CASE NO. 4:82CV866WRW/JTR PULASKI COUNTY SPECIAL SCHOOL DISTRICT, ET AL MRS. LORENE JOSHUA, ET AL KATHERINE WRIGHT KNIGHT, ET AL LITTLE ROCK SCHOOL DISTRICT'S RESPONSE TO JOSHUA'S MOTION FOR HEARING For its Response, the Little Rock School District ("LRSD") states: -RECEIVED JUN 2 2 2006 OFFICEOF DESEGREGATION MONITORING PLAINTIFF DEFENDANTS INTER VEN ORS INTER VEN ORS 1. Section I of the June 30, 2004 Compliance Remedy requires that the parties irrimediately bring to the Court's attention any problems which arise with respect to the Compliance Remedy. 2. The Joshua lntervenors filed a Motion today asking for a hearing to bring unspecificed problems to the attention of the Court. The Joshua Intervenors' Motion contains no factual allegations and does not identify any particular compliance issue. 3. Prior to any hearing, Joshua should be required to allege particular violations of the Compliance Remedy so that LRSD may prepare to present its defense at the hearing. 4. LRSD denies that its counsel told counsel for the Joshua Intervenors that he does not oppose a court hearing. It is LRSD's position that a hearing is appropriate only after the Joshua Case 4:82-cv-00866-WRW Document 4019 Filed 06/21/2006 Page 2 of 3 lntervenors have alleged facts which would constitute a violation of the Compliance Remedy. 5. LRSD denies that it has engaged in any violations of the Compliance Remedy. WHEREFORE, for the reasons set forth above, LRSD prays thatthe Court require the Joshua lnte_rveners to present specific factual allegations in support of any claim that LRSD has failed to follow the Compliance Remedy before scheduling a hearing on the issue. Respectfully submitted, FRIDAY, ELDREDGE & CLARK 400 West Capitol, Suite 2000 Little Rock, AR 72201 _By: /s/ CHRISTOPHERHELLER#81083 Attorneys for Little Rock School District CERTIFICATE OF SERVICE . I certify that on June 21 , 2006, I have electronically filed the foregoing with the Clerk of th~ Court using the CM/ECF system, which shall send notification of such filing to the following: mark.hagemeier@ag.state,ar.us sjones@mwsgw.com sjones@jlj.com johnwalkeratty@aol.com and mailed by U.S. regular mail to the following addresses: Gene Jones Office of Desegregation Monitor 1 Union National Plaza 124 W. Capitol, Suite 1895 Little Rock, AR 72201 Case 4:82-cv-00866-WRW Document 4019 Filed 06/21/2006 Page 3 of 3 Mr. Clayton Blackstock Mr. Mark Burnett 1010 W. Third Street Little Rock, AR 72201 Judge J. Thomas Ray U. S. District Courthouse 600 West Capitol Avenue, Suite 149 Little Rock, AR 72201 Isl Christopher Heller IN THE UNITED STATES DIS1RICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DIVISION LITTLE ROCK SCHOOL DISTRICT CASE NO. 4:82CV866WRWIJTR PULASKI COUNTY SPECIAL SCHOOL DISTRICT, ET AL MRS. LORENE JOSHUA, ET AL KATHERINE WRIGHT KNIGHT, ET AL LITTLE ROCK SCHOOL DISTRICT'S RECEiVED JUN 2 3-2006 OfflCEOF DESEGREGATION MOtllTORII& PLAINTIFF DEFENDANTS INTER VEN ORS INTER VEN ORS BRIEF IN SUPPORT OF RESPONSE TO JOSHUA'S MOTION FOR HEARING ___ .Rule 7(b)(l) of the Federal Rules of Civil Procedure requires that a motion "shall state with particularity the grounds therefore, and shall set forth the relief or order sought." Rule 7 .2 of the local district court rules requires that motions "shall be accompanied by a brief consisting of a concise statement of relevant facts and applicable law." The Joshua Intervenors have failed to comply with Fed. R. Civ. P. 7(b)(l) and Local Rule 7.2. Their Motion for Hearing should therefore be denied: Respectfully submitted, FRIDAY, ELDREDGE & CLARK 400 West Capitol, Suite 2000 Little Rock, AR 72201 By: Isl CHRISTOPHER HELLER #81083 Attorneys for Little Rock School District F:\Home\BRENDAKIFLOA TERIBRIEF IN SUPPORT OF RESPONSE TO JOSHUAS MOTION FOR HEARING.wpd CERTIFICATE OF SERVICE I certify that on June 22, 2006, I have electronically filed the foregoing with the Clerk of the Court using the CM/ECF system, which shall send notification of such filing to the following: mark.hagemeier(@,ae:. state. ar. us sjones@mwsgw.com. siones(a),jlj :com johnwalkeratty@aol.com and mailed by U.S. regular mail to the following addresses: Gene Jones Office of Desegregation Monitor 1 Union National Plaza 124 W. Capitol, Suite 1895 Little Rock, AR 72201 Mr. Clayton Blackstock Mr. Mark Burnett 1010 W. Third Street Little Rock, AR 72201 Judge J. Thomas Ray U. S. District Courthouse 600 West Capitol Avenue, Suite 149 Little Rock, AR 72201 /s/ Christopher Heller F:\Homc\BRENDAK\FLOA TERIBRIEF IN SUPPORT OF RESPONSE TO JOSHUAS MO~N FOR HEARING.wpd United States Court of Appeals FOR THE EIGHTH CIRCUIT No. 04-2923 Little Rock School District, Plaintiff/ Appellant, Lorene Joshua; Leslie Joshua; Stacy Joshua; Wayne Joshua, Intervenor Plaintiffs/ Appellees, * * * * * * * * * * RECEIVED JUN 2 6 2006 OFFICE OF DESEGREGATION MONITORING v. * Appeal from the United States * District Court for the North Little Rock School District; * Eastern District of Arkansas. Pulaski County Special School District; * State of Arkansas, * Defendants. Dale Charles; Robert L. Brown, Sr.; Gwen Hevey Jackson; Diane Davis; Raymond Frazier, Plaintiffs, V . . * * * * * * * * * * * * Pulaski County Board of Education; * Patricia Gee, Individually and in her * Official Capacity as a Member of the * Board of Education of the Little Rock *' School District, A Public Body; George* Cannon, Dr. Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; * Katherine Mitchell, Dr., Individually * and in her Official Capacity as a * Member of the Board of Education of * the Little Rock School District, A Public * Body; W. D . Hamilton, also known as * Bill Hamilton, Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; Cecil * Bailey, Individually and in his Official * Capacity as a Member of the Pulaski * County Board of Education a Public * Corporate; Thomas Broughton, * Individually and in his Official Capacity * as a member of the Pulaski County * Board of Education, a Public Corporate; * Martin Zoldessy; Dr., Individually and * in his Official Capacity as a member of * the Pulaski County Board of Education, * a Public Corporate, * Defendants. Submitted: April 12, 2005 Filed: June 26, 2006 Before WOLLMAN, HEANEY, and GRUENDER, Circuit Judges~ WOLLMAN, Circuit Judge. -2- The Little Rock School District (LRSD) appeals from the district court's I denial of its request for unitary status. We affirm. I. LRSD has been involved in federal desegregation litigation since 1956; the present phase of this case commenced in 1982. ~Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist. No. 1, 778 F.2d 404 (8th Cir. 1985) (en bane); see also Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist. No. 1, 921 F.2d 1371, 13 76-83 (8th Cir. 1990) ( chronicling litigation history); Polly J. Price, The Little Rock School Desegregation Cases in Richard Arnold's Court, 58 Ark. L. Rev. 611, 622-4 7 (2005). In 1989, the district court approved an interdistrict settlement plan (1989 Settlement), which specified that the district court would supervise the remedial desegregation efforts ofLRSD and two neighboring school districts. We ordered the creation of the Office of Desegregation Monitoring (ODM) to assist the district court in its supervision. See Little Rock Sch. Dist. v. Pulaski County, 921 F.2d at 1388, 1394. By 1996, it had become apparent to the parties and the district court that LRSD would be unable to meet the terms of the 1989 Settlement. At the suggestion of the district court, LRSD and Lorene Joshua (Joshua), the class representative for all African-American students enrolled in LRSD and the two neighboring districts, entered. into negotiations to modify LRSD's obligations. The fruit of these negotiations was the Revised Desegregation and Education Plan (Revised Plan), which the district court approved in 1998. It was agreed that ifLRSD substantial1y complied with the terms of the Revised Plan, it would be declared unitary at the conclusion of the 2000-2001 school year. The Revised Plan required Joshua to submit any unresolved compliance issues to the ODM for facilitation of an agreement. 1The Honorable William R. Wilson, Jr., United States District Judge for the Eastern District of Arkansas. -3 - Revised Plan 8.2.4. If the ODM could not resolve the issue "after good faith attempts at facilitation," Joshua could seek resolution of the issue with the district court. Id. 8.2.5. In 2002, the district court granted LRSD partial unitary status, finding that it had complied with all but section 2. 7.1 of the Revised Plan. Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist., 237 F. Supp. 2d 988, 1089 (E.D. Ark. 2002). Section 2.7.l provided that: LRSD shall assess the academic programs implemented pursuant to Section 2.7 after each year in order to detennine the effectiveness of the academic programs in improving African-American achievement. If this assessment reveals that a program has not and likely will not improve African-American achievement, LRSD shall take appropriate action in the fonn of either modifying . how the program is implemented or replacing the program. Compliance Plan, Oct. 10, 2002, at 1 (footnote omitted). The district court imposed a . compliance remedy (2002 Remedy) designed to bring LRSD into substantial compliance with section 2. 7.1. Id. at 1087-88. On appeal by Joshua from the district court's unitary-status ruling, we affinned. Little Rock Sch. Dist. v. Armstrong, 359 F.3d 957 (8th Cir. 2004). On March 15, 2004, following what it believed was its substantial compliance with section 2. 7.1 and the 2002 Remedy, LRSD asked to be declared unitary. Joshua opposed the request. On June 30, 2004, the district court concluded that LRSD had not substantially complied with its obligations, denied unitary status, and imposed a new compliance remedy (2004 Remedy). It is from this judgment :that LRSD now appeals. -4- II. Although this case traces its roots to federal desegregation efforts, the instant appeal presents no constitutional issues. The constitutional requirements for unitary status are set forth in Green v. County School Board, 391 U.S. 430, 435-38 (1968), which held that a school district may be declared unitary and lacking racial discrimination based on satisfactory perfonnance in five areas of a school district's operations: ( 1) student assignment; (2) faculty and staff assignment; (3) transportation; (4) extracurricular activities; and (5) facilities. LRSD has met these requirements. See 237 F. Supp. 2d at 1089 (declaring LRSD ''partially unitary with regard to all aspects of its operations, because it has substantially comp lied with all sections of the Revised Plan, save for those obligations contained in 2. 7. l "). As the district court noted in 2002, the Revised Plan "included other desegregation obligations that went beyond Green's constitutional floor for a school district to become unitary." Id. at 1032. Section 2.7.l of the Revised Plan refers to section 2.7, which required LRSD to "implement programs, policies and/or procedures designed to improve and remediate the academic achievement of African-American students, including but not limited to Section 5 of this Revised Plan." The impetus for section 2.7 is colloquially referred to as the "achievement gap" between minority students and white students in the public school systems. For section 2.7.1 to meet the constitutional threshold of a desegregation remedy, the achievement gap that it was designed to remedy would have to "directly address and relate to the constitutional violation itself." Missouri v. Jenkins, 515 U.S. 70, 88 (1995); see also Bd. of Educ. v. Dowell, 498 U.S. 237,248 ( 1991) ("The legal justification for displacement of local authority by an injunctive decree in a school desegregation case is a violation of the Constitution by the local authorities."). As the district court observed in 2002: [N]o court has ever detennined generally, or with the specificity required in [Jenkins], what portion, if any, of the minority student achievement --5- gap in LRSD is causally linked as a vestige of de Jure segregation. Furthennore, Joshua has failed to introduce any evidence to establish that: (I) the achievement gap is causally linked to the system of de Jure segregation which existed in LRSD decades earlier; and (2) the portion of the achievement gap which is attributable to de Jure segregation, after excluding all of the socioeconomic factors that also have contributed to that gap. 237 F. Supp. 2d at 1040. Cf. People Who Care v. Rockford Bd. of Educ., 246 F.3d 1073, 1076 (7th Cir.2001) ("[l]t is obvious that other factors besides discrimination contribute to unequal educational attainment, such as poverty, parents' education and employment, family size, parental attitudes and behavior, prenatal, neonatal, and child health care, peer-group pressures, and ethnic culture."). Accordingly, it is unclear whether LRSD's efforts to remedy the achievement gap are constitutionally compelled. We need not determine that issue, however, because LRSD's obligations under section 2.7.1 are clearly contractual matters. Thus, we examine LRSD's compliance under ordinary rules of contract interpretation. LRSD's obligations under section 2.7.1 therefore arise as a matter of contract, not constitutional law, and thus we examine LRSD's compliance under ordinary rules of contract interpretation. United States v. Knote, 29 F.3d 1297, 1299 (8th Cir; 1994). We review the district court's factual findings for clear error, Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist., 83 F.3d 1013, 1017 (8th Cir. 1996), and its modification of a consent decree for an abuse of discretion. McDonald v. Carnahan, 908 F.2d 388, 390 (8th Cir. 1990). We review de novo the district court's interpretation of the terms of the Revised Plan. Armstrong. 359 F.3d at 965 . . III. This litigation has been complicated by the shifting terminology employed by LRSD, Joshua, and the district court. Specifically, efforts to resolve this case since the Revised Plan took effect in 1998 have been marked by confusion over four terms: -6- (1) assessment; (2) evaluation; (3) program; and ( 4) key program. The plain language of section 2. 7.1 of the Revised Plan, quoted in Part I, supra, required LRSD to assess academic programs implemented pursuant to section 2. 7, including but not limited to programs implemented under section 5. A. On March 15, 2000, LRSD submitted an Interim Compliance Report that described how it would meet its obligations under the Revised Plan. The report identified myriad programs that had been implemented pursuant to section 2.7 and section 5,2 and set forth both a "Program Evaluation Agenda"3 and an "Assessment 2The section 2.7 programs included: Title I Programs, PLATO Labs, Accelerated Learning Center, Alternative Leaming Center, Summer School, Tutoring Programs, Little Rock LEADERS, ACT Tutoring, Career Orientation, Block Scheduling, High School Advisory Program, Personalized Education Plan, K-12 Scierice (including specific programs for four different grade levels), Professional Development for Science Teachers, and Citizenship and Character Education. See Interim Compliance Report at 47-51. The section 5 programs appear to include: Home Instruction Program for Pre-School Youngsters (HIPPY); Rockefeller's Infant, Toddler, and Three-Y ear-O Id Program; Pre-Kindergarten; Pre-Kindergarten Program Expansion; Early Literacy Leaming in Arkansas; PreK-3 Literacy Plan; PreKindergarten Professional Development; Animated Literacy; Early Literacy ( various grades); Effective Literacy (various grades); Kindergarten I Like Me Project; Success for All; Direct Instruction; Reading Recovery; Assessment System; Professional Development ( all grades); Multicultural Reading and Thinking; Reading and Writing Workshop; Thematic Instruction; High School English; Summer Algebra Readiness Training (SMART); Family Mathematics; Elementary School TechnologyBased Programs; Middle School Keyboarding; New High School Technology Courses; and Keyboarding Credit by Examination. Id. at 93-127. 3The Program Evaluation Agenda indicated that LRSD would evaluate the following eight programs: PreK-3 Literacy, Success for All, Direct Instruction, the implementation of middle schools, English as a Second Language, National Science Foundation project components, Twenty-First Century Projects, and Waiver Process. Id. at 53-57. -T- Plan" in response to section 2.7.1. Interim Compliance Report at 53-57. Significantly, the Program Evaluation Agenda indicated that LRSD would evaluate (rather than assess) only a small subset of the section 2.7 and section 5 programs identified in the Interim Compliance Report, and the Assessment Plan referred only to assessing students (i.e., testing), not programs. Id. LRSD submitted its final Compliance Report on March 15, 2001. The Compliance Report incorporated by reference the Interim Compliance Report. It contained additional information responsive to section 2. 7.1 under the title "Program Evaluation," which indicated that LRSD had evaluated fourteen programs.4 Compliance Report at 148. As recounted above, the district court granted LRSD partial unitary status in 2002, but concluded that LRSD had not substantially complied with the requirements of section 2.7.1. The district court noted that the Interim Compliance Report had "identified almost 100 programs that [LRSD] had irpplemented to 'improve and remediate the academic achievement of African-American students"' under sections 2.7 and 5 of the Revised Plan. 237 F. Supp. 2d at 1076 n.135. According to the district court, these were "all of the programs ... that LRSD was implementing in accordance with its obligations under the Revised Plan." Id. at 1018. The district court elaborated that: Section 2. 7 .1 of the Revised Plan required LRSD to assess annually each of the academic programs promulgated pursuant to 2.7, in order to determine if those programs, in fact, were improving African-American 4The fourteen programs were: PreK-2 Literacy, Comprehensive Partnerships for Mathematics and Science Achievement, Extended Year Schools, Elementary Summer School, Home Instruction Program for Pre-School Youngsters (HIPPY), Charter School, English as a Second Language, Lyceum Scholars, Southwest Middle School's Partnership with Southwest Educational Development Laboratory (SEDL), Onward to Excellence at Watson Elementary School, Collaborative Action Team, Vital Link, Middle School Transition, and Campus Leadership Teams. Compliance Report at 148. -8- achievement. If the assessment of a program revealed that it was not effective in improving African-American achievement, LRSD was required to modify or replace the program. I find that the purpose of 2. 7 .1 was to make sure that the programs promised under 2. 7 actually worked to improve the academic achievement of African-American students. I further find that LRSD's substantial compliance with 2.7.1 was crucial to its commitment to improve the academic achievement of African-American students; for, without performing a rigorous annual assessment of each of the many dozens of programs implemented under 2.7, it would be impossible to determine which programs were working and should be continued and which programs were not working and should be discontinued, modified, or replaced with new programs. Id. at 1076 (footnote omitted). The above-cited passage is consistent with the terms of the Revised Plan. Elsewhere in its order, however, the district court observed that LRSD's Interim Compliance Plan had specified that evaluations would be conducted for key programs including (1) Pre-K-3 Literacy Program Success For All; (2) the implementation of the new curriculum in English language arts, mathematics, and science in the middle schools; (3) the National Science Foundation project aimed at improving African-American achievement in math and science; and (4) the implementation of the School Improvement Plan. Id. at 1077. The district court found "that the much more in-depth and analytical program evaluations, which LRSD agreed to prepare on certain key remediation programs identified in the Interim Compliance Report, were an integral and essential part ofLRSD's obligation under 2.7.1." Id. at 1079. The district court also noted the distinction between "assessment" and "evaluation." According to testimony from Dr. Bonnie Lesley, LRSD's thenAs. so ciate Superintendent of Curriculum and Instruction, an assessment is "dynamic, . it is interactive, it's ongoing, it happens frequently, and it is a measurement, along with the analysis that you would make of whatever results are available." Id. at 1077. -9- In contrast, an evaluation is "more long term, [it] may consider observations or measurements in addition to test scores, and is guided by a set of research questions that are usually provided by whoever the consumer is of that report." Id. The district court noted that LRSD had interpreted section 2.7.1 "to include an obligation to perform some program evaluations." Id. At the conclusion of its order, the district CO\.!rt set forth the 2002 Remedy, which contained six principal sections. The first four sections are those which are the most relevant to the issue before us: A. For the entire 2002-03 school year and the first semester of the 2003-04 school year, through December 31, 2003, LRSD must continue to assess each of the programs implemented under 2.7 to improve the academic achievement of African-American students. LRSD now has over three years of testing data and other information available to use in gauging the effectiveness of those programs. I expect LRSD to use all of that available data and information in assessing the effectiveness of those programs and in deciding whether any of those programs should be modified or eliminated. B. LRSD must maintain written records regarding its assessment of each of those programs. These written records must reflect the following information: (a) the written criteria used to assess each program during the 2002-03 school year and the first semester of the 2003-04-school year; (b) the results of the annual assessments of each program, including whether the assessments resulted in program modifications or the elimination of any programs; and ( c) the names of the administrators who were involved with the assessment of each program, as well as at least a grade level description of any teachers who were involved. in the assessment process (e.g., all fourth grade math teachers; all eighth grade English teachers, etc.). -10- C. LRSD must use Dr. Nunnerly [sic] or another expert from outside LRSD with equivalent qualifications and expertise to prepare program evaluations on [fourteen specified programs] .... [A]s these program evaluations are prepared, LRSD shall use them, as part of the program assessment process, to determine the effectiveness of those programs in improving African-American achievement and whether, based on the evaluations, any changes or modifications should be made in those programs. In addition, LRSD must use those program evaluations, to the extent they may be relevant, in assessing the effectiveness of other related programs. D. Joshua must monitor LRSD's compliance with 2.7.1 and must immediately bring to the attention ofLRSD all problems that are detected in its compliance with its obligations under 2.7.1, as those obligations are spelled out in this Compliance Remedy. Thereafter, Joshua and LRSD must use the "Process for Raising Compliance Issues" set forth in 8.2, et seq., of the Revised Plan to attempt to resolve those compliance issues. If those efforts are unsuccessful, Joshua must present the issues to me for resolution, as required by 8.2.5. Any such presentation must be timely. Id. at 1087-88 (footnote omitted). The contrast between the assessments of Subparts A and Band the evaluations of Subpart C demonstrates that the district court was making a clear distinction between the two terms. Viewed in this light, the meaning of Subparts A and Bis that the district court was requiring assessments for "each of the many dozens of programs implemented under 2.7," jg,_ at 1076, irrespective of the requirements imposed by Subpart C. This interpretation is consistent with the district court's order as a whole, the Revised Plan, and LRSD's Interim Compliance Report. Cf. Little Earth of United Tribes, Inc. v. United States Dep'tofHous. & Urban Dev., 807F.2d 1433, 1438; 1439 (8th Cir. 1986) (We view an earlier order by the district court "as a whole, and an interpretation that gives effect to all parts of the order will be preferred over one that -11- leaves portions of the order meaningless or insignificant. ... If there is any ambiguity in the ... order, its meaning is clarified by 'what preceded it and what it was intended to execute."'). On October 10, 2002, LRSD's Board of Directors adopted a Compliance Plan that outlinetfhow LRSD would satisfy the 2002 Remedy. The Compliance Plan indicated thatLRSD would"[ c ]ontinue to administer student assessments through the first semester of 2003-04" and "[m]aintain written records of .. . the results of the annual student assessments, including whether an infonnal program evaluation resulted in program modifications or the elimination of any programs." Compliance Plan at 3. These statements reflected LRSD's interpretation of the Revised Plan by referring to LRSD's efforts to administer "student assessments" rather than to its obligation to "assess academic programs." The Compliance Plan also stated that LRSD would "[p ]repare a comprehensive program evaluation of each academic program implemented pursuant to Revised Plan 2. 7 to detennine its effectiveness in improving the academic achievement of African-American students and to decide whether to modify or replace the program," and indicated that LRSD would satisfy this obligation by preparing "the following new~ comprehensive evaluations: (a) Elementary Literacy, (b) Middle and High School Literacy and (c) K-12 Mathematics and Science." Id. at 3, 5. LRSD thus substituted "comprehensive program evaluations" for the Revised Plan requirement of "assessments" and, more significantly, construed "each academic program implemented pursuant to Revised Plan 2.7" to mean three broad-based programs. LRSD provided a copy of its Compliance Plan to Joshua in October 2002. See October 25, 2002, letter from John C. Fendley, Jr. (App. 2168-72). Joshua disagreed with the proposal outlined in the plan and, pursuant to the Revised Plan, requested that the ODM facilitate resolution of the disagreement. Although the facilitation apparently failed, Joshua did not contact the district court regarding the disagreement. -12- On March 15, 2004, LRSD submitted its new Compliance Report (2004 Compliance Report). LRSD indicated that its obligation to"[ c]ontinue to administer student assessments" had been satisfied through its implementation of "the 2002-03 Board-approved assessment plan." 2004 Compliance Report at 2-3. With respect to how it had met its self-described requirement to "prepare a comprehensive program evaluation of each academic program implemented pursuant to Revised Plan 2.7," LRSD offered the following explanation: The LRSD contracted with Dr. Steve Ross, an expert approved by Joshua, to prepare comprehensive evaluations of the District's elementary and secondary literacy programs. These evaluations, combined in a single report, were completed and approved by the Board in November of 2003. . . . Dr. Don Wold, a program evaluator funded through a National Science Foundation ("NSF") grant; Dennis Glasgow, Interim Associate Superintendent for Curriculum and Instruction; and Vanessa Cleaver, Director of the NSF Grant, authored the comprehensive mathematics and science evaluation. The comprehensive . mathematics and science evaluation was completed and approved by the Board in December 2003. Id.. at 3-4. On June 30, 2004, the district court concluded that LRSD had not substantially complied with the Revised Plan or the 2002 Compliance Remedy. The district court commented that: While the fields of "Literacy" and "Math and Science" may be convenient ways to divide academic knowledge, they most certainly do not constitute specific 2. 7 "academic programs" ( e:g., Reading for All, Early Literacy Learning, Reading Recovery, or Effective Literacy) that LRSD implemented, on a school-by-school basis. to improve the academic achievement of African-American students. -13- D. Ct. Order of June 30, 2004, at 55. Addressing what it perceived to be LRSD's failure to distinguish between the concepts of assessment and evaluation, the district court explained that: Subparts-A andB of the Compliance Remedy obligated LRSD to assess eacluJfthe 2.7 programs .... I made no mention ofLRSD preparing evaluations of 2. 7 programs because, on its face, nothing in 2. 7 .1 of the Revised Plan obligated LRSD to perform-"program evaluations." However, Dr. Lesley made it clear in her testimony that LRSD administrators knew and understood that the "assessment" obligation in 2.7.1 included the obligation of preparing "program evaluations." [ citation omitted.] Therefore, I concluded it would be best to use the same terms in the [2002] Compliance Remedy that the parties themselves had chosen to use in 2. 7 .1 of the Revised Plan. Id. at 8. B. LRSD's 2000 Interim Compliance Report indicated that LRSD construed the Revised Plan's requirement to "assess all programs" to mean that it must "evaluate key programs." Because Joshua elected not to challenge LRSD's interpretation, that interpretation became controlling under ordinary principles of contract law. In its . 2002 order, the .district court essentially concluded that LRSD had failed to comply substantially with both interpretations of section 2.7.1, i.e., that LRSD had neither assessed all programs nor adequately evaluated key programs. The district court thus imposed a bifurcated compliance remedy. Subparts A and B reverted to the original, plain meaning, requirements of section 2.7.1. Subpart C addressed LRSD's interpretation.. Had LRSD appealed, Subparts A and B might well have been deemed to be superflumis requirements. LRSD did not appeal the 2002 order, however, and thus the district court's remedy became the governing interpretation of the section 2.7.1 obligations. -14- LRSD's 2002 Compliance Plan construed Subparts A and Bin the same manner that it had previously interpreted section 2.7.1: it took "assess all programs" to mean "evaluate key programs." When Joshua again failed to raise a legally sufficient chall.enge to this interpretation, LRSD arguably became entitled to rely on its interpretation, i.e., that three broad-based program evaluations would satisfy the requirements of Subparts A and B. The district court, however, refused to find that Joshua had waived its right to challenge LRSD' s compliance, saying that "[i]n a school desegregation case that has its origins in the infamous 1957 Little Rock school desegregation crisis, no court is -likely to hold the silence of Joshua's counsel-even if they are to be criticized-against the African-American students they represent, and who now fill almost 70% of the total number of seats in LRSD' s classrooms." D. Ct. Order of June 30, 2004, at 20. C. The district court found that LRSD had failed to substantially comply with both the plain . meaning of Subparts A and B (i.e., assess all programs) and LRSD's interpretation of the remedy_ (i.e., evaluate three key programs). At the outset, we have substantial concerns about the highly detailed, complex nature of the district court's 2002 Remedy, which imposes upon LRSD additional requirements, some of which appear to go well beyond those agreed upon by the parties in the Revised Plan. The Revised Plan constituted a contract between the parties, and thenistrict court was not free to expand its terms beyond that which was. contemplated bJ the parties. Subpart C of the 2002 Remedy exceeded the scope of the Revised Plan, which lacked any requirement for program evaluations. See Krupnick v. Ray, 61 F.3d 662,664 (8th Cir. 1995) ("The law of Arkansas provides that it is the duty of the court to construe the contract according to its unambiguous language without enlarging or extending its terms."); cf. Holland v. N.J. Dep't of -15- Corr., 246 F.3d 267,281 (3d Cir. 2001) ("A court should interpret a consent decree as written and should not impose terms when the parties did not agree to those terms."); Equal Employment Opportunity Comm'n v. N.Y. Times Co., 196 F.3d 72, 78 (2d Cir. 1999) ("A court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's goals:'); Annstrong v. Bd. of Sch. Dirs. of Milwaukee, 616 F.2d 305,315 (7th Cir. 1980) ("Judges should not substitute their own judgment as to optimal settlement terms for the judgment of the litigants and their counsel."). LRSD, however, elected not to appeal Subpart C in 2002, and so that issue is not before us today. In its June 30, 2004, order, the district court set forth an even more highly detailed compliance remedy (the 2004 Remedy). We cite selected portions of that Remedy as representative of the level of specificity that the district court engaged in: Because LRSD failed to substantially comply with the crucially important obligations contained in 2.7.1 of the Revised Plan, it must remain under court supervision for two more complete school years, 2004-05 and 2005-06. To avoid any "misunderstanding" regarding this Compliance Remedy; I will be specific. The new Compliance Remedy is as follows: A. LRSD must promptly hire a highly trained team of professionals to reinvigorate PRE. These individuals must have experience in: (a) preparing and overseeing the preparation of formal program evaluations; and (b) formulating a comprehensive program assessment process that can be used to determine the effectiveness of specific academic programs designed to improve the achievement of African-American students. I expect the director of PRE to have a Ph.D.; to have extensive experience in designing, preparing and overseeing the preparation of program evaluations; and to have a good understanding of statistics and regression analysis. I also expect LRSD to hire -16- experienced statisticians and the other appropriate support personnel necessary to operate a first-rate PRE Department. B. The first task PRE must perfonn is to devise a comprehensive program assessment process. It may take a decade or more for LRSD to make sufficient progress in improving the academic achievement of African-American students to justify discontinuing the need for specific 2.7 programs. For that reason, the comprehensive program assessment process must be deeply embedded as a pennanent part of LRSD 's curriculum and instruction program. Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to detennine the effectiveness of the various key 2. 7 programs in improving the academic achievement of African-American students .... C. During each of the next two academic school years (2004-05 and 2005-06), LRSD must hire one or more outside consultants to prepare four ( 4) fonnal step 2 evaluations. Each of these step 2 evaluations must cover one of the key 2.7 programs, as it has been implemented in schools throughout the district. Thus, over the course of the next two academic years, LRSD must hire outside consultants to prepare a total of eight (8) fonnal step 2 evaluations of key 2.7 programs. During the recent compliance hearing, Dr. Ross made it clear that LRSD must conduct these formal step 2 evaluations of the key 2. 7 programs in order to continue to make progress in improving the academic achievement of African-American students. Again, I suggest that LRSD hire Dr. Ross--to perfonn the following tasks: (1) identify the four key 2.7 programs that should be formally evaluated during the 2004-05 school year and the four key 2. 7 programs that should be fonnally evaluated during the 2005- 06 school year; and (2) prepare as many of the eight step 2 evaluations as possible. If Dr. Ross cannot prepare all eight of the step 2 evaluations, I recommend that LRSD hire -17- someone that Dr. Ross recommends as possessing the experience and ability necessary to prepare those evaluations. E. In order to streamline LRSD's record-keeping obligation, I am going to require that each of the eight step 2 evaluations contain, in addition to the traditional infonnation and data, a special section which: (1) describes of the number of teachers and administrators, at the various grade levels, who were interviewed or from whom infonnation was received regarding the effectiveness of the key 2. 7 program being evaluated; (2) lists each of the recommended program modifications, if any, that were deemed necessary in order to increase the effectiveness of each of the 2.7 programs in improving the academic achievement of African-American students; and (3) briefly explains how each of the recommended modifications is expected to increase the effectiveness of the 2. 7 program. This requirement is intended to relieve LRSD of any independent record-keeping obligations under 2.7.1 of the Revised Plan and the Compliance Remedy. G. PRE must submit quarterly written updates on the status of the work being perfonned on the four step 2 program evaluations that will be prepared during the 2004-05 school year and the four step 2 program evaluations that will be prepared during the 2005-06 school year. These quarterly updates must be delivered to the ODM and Joshua ori December 1, March 1, June 1, and September 1 of each of those two academic school years. As soon as each of the eight step 2 evaluations has been completed and approved by the Board, LRSD must provide a copy to the ODM and Joshua. -18- , K. On or before October 15, 2006, LRSD must file a Compliance Report documenting its compliance with its obligations under 2.7.l of the Revised Plan, as specified in this Compliance Remedy. If Joshua wishes to challenge LRSD's substantial compliance, they must file objections on or before November 15, 2006. Thereafter, I will schedule a compliance hearing and decide whether LRSD has met its obligations under the Compliance Remedy and should be released from all further supervision and monitoring. L. This Compliance Remedy is intended to supersede and replace the identical compliance obligations that I imposed on LRSD, albeit with less specificity, in subparts A and B of Section VII of the September 13 Decision. D. Ct. Order at 61-67 (footnotes omitted). There was much more in the way of detailed requirements, but those portions quoted are illustrative of what it is that - LRSD is now being asked to do. IV. In reviewing the district court's determination that LRSD had not substantially complied with the terms of the Revised Plan and the 2002 Remedy, we note, as did the district court, that on March 14, 2003, the same day that LRSD filed what are termed its "Page 148 Evaluations," Dr. Lesley, the person responsible for overseeing these evaluations, resigned. Two months later, Dr. T. Kenneth James, LRSD's superintendent, also resigned. Thus the two persons to whom direct responsibility had . been assigned to ensure compliance with the requirements of the 2002 Remedy were no longer availafil.e to assist LRSD in the implementation of the Compliance Plan. Indeed, the authors of the ODM's March 30, 2004, Compliance Report observed that the loss of Dr. Lesley and Dr. James at a crucial time in the implementation of the Compliance Plan, coupled with the delays and difficulties LRSD encountered in -19- filling those positions with acting or interim employees, created "a period of some uncertainty" for LRSD. We note these facts and observations to highlight the constraints under which LRSD was laboring as it sought both to satisfy the requirements of the Compliance Plan and to demonstrate through empirically based evidence that it had in fact accomplished that goal. A. LRSD contends that by failing to challenge the adequacy of LRSD's Compliance Plan, Joshua in effect abandoned its objection to that plan and thus should not be heard to contest LRSD's compliance with the 2002 Remedy. If this case involved only a dispute between private litigants, we might well have disagreed with the district court's holding that Joshu~ had not waived its right to challenge either LRSD's interpretation of the 2002 Remedy or LRSD's claim that it had substantially complied with the requirements of that remedy. Given the lengthy nature of the litigation between the parties, however, and the substantial likelihood that LRSD 's ongoing attempts to comply with the 2002 order will in due course entitle it to be declared unitary, we will not reverse the district court's ruling on this issue. Nevertheless, in light of its failure to call to the district court's attention to its disagreement with LRSD's interpretation of the 2002 order, it would ill behoove Joshua to raise any further technical complaints about LRSD's efforts to comply with the 2002 order. Without recounting in depth the voluminous evidence that LRSD submitted in support of its claim that it had substantially complied with the Revised Plan and the 2002 Remedy, we observe that had the question of compliance been submitted to us in the first instance, we might well have found that LRSD had met its burden of proof, all the more so in light of the heightened requirements imposed by the district court in its 2002 order. It is a close question whether all of those additional requirements -20- are within the scope of the Revised Plan or whether they represent newly created, after-the-fact fine-tuning that neither of the parties contemplated when they entered into the settlement agreement that resulted in the Revised Plan. Nevertheless, and once again adverting to the lengthy, if not indeed tortuous, path on which this litigation has proceeded, we conclude that the district court, although it may have come close to crossing the . line between proper judicial enforcement of an agreed-upon undertaking and the imposition of requirements that find no warrant in that undertaking, did not clearly err in finding that LRSD had failed to demonstrate substantial compliance with the Revised Plan and the 2002 Remedy. B. Our concerns regarding the 2002 Remedy are even greater with respect to the even more heightened requirements, . as illustrated by the portions quoted above, imposed by the district court's June 30, 2004, order. One can understand the frustration expressed by LRSD concerning that which it is now expected to do. Indeed, during oral argument we asked LRSD's counsel, "Can you tell us in plain, simple language what it is that [the district court] wants the District to do that it is unwilling to do?)' Counsel responded in part by saying that LRSD was complying with the new compliance remedy. In light of that representation, we are unwilling at this time to say that those heightened requirements surpass beyond all measure the requirements to which LRSD committed itself when it entered into the 1989 Settlement. Suffice it to say that there will be time enough for us to revisit the requirements of the 2004 order if this case should once again come before us. For the moment, then, we offer no comment beyond the observation that substantial compliance means just that, not mathematical precision. -21- Conclusion In the concluding paragraphs of its June 30, 2004, order under the heading "Final Thoughts on LRSD's Compliance Efforts," the district court, referring to its review of the history of the negotiations that had led the parties to voluntarily enter into the Revised Plan, stated: I review this history to make it crystal clear that LRSD-not the Court-formulated all of the program assessment/evaluation obligations contained in 2. 7.1 of the Revised Plan and voluntarily agreed to comply with all of those obligations. I know it will be quite a burden for LRSD to formulate, implement, and deeply embed in its curriculum an effective 2.7.l program assessment/evaluation process that will allow it to determine the effectiveness of each of the key 2. 7 programs. But this is the medicine that LRSD knowingly and voluntarily decided it must take in an attempt to cure the historically low academic achievement of so many of its African-American students. D. Ct. Order at 67. In commenting upon LRSD's duty to ensure that a significant number of African-American students score at or above the proficient level in reading, math, and science, the district court concluded its remarks by stating, "To this end, LRSD must do what it promised to do, and what it has been ordered to do because of this promise. In the words of the poet of the Yukon, Robert Service, 'a promise made is a debt unpaid."' l.d:. at 68. We add to these comments only the observation that a promise is that which has been made by the promisor, and not one that may be expanded by others beyond that which is fairly encompassed by its terms. -22- - Nothing in what we have said in this opinion should be read as in any way relieving the Little Rock School District of its obligation to comply with the commitments it made when it entered into the settlement that culminated in the Revised Plan. Our concerns about the district court's 2002 and 2004 orders arise from the ever-heightened requirements that the District is being asked to satisfy, requirements thatmay seem to imp.ose a duty of demonstrating mathematical precision at a cost and effort beyond that which the District should be required to bear. We note that in one form or another the Little Rock School District has been under judicial tutelage for more than two decades now. We hope that it is not too much to expect that its efforts to comply with not only the requirements of the Revised Plan but also with the subsequent embellishments of those requirements will prove to be successful. With these observations, the judgment is affinned. - GRUENDER, Circuit Judge, concurring in part and dissenting in part. Like the Court, I would affinn the district court's finding that LRSD was not in substantial compliance with section 2.7.1 of the Revised Plan as embodied in the 2002 Remedy. However, I respectfully dissent from the Court's judgment because I find that the district court abused its discretion in imposing the 2004 Remedy. A consent decree "is a kind of private law, agreed to by the parties and given shape over time through interpretation by the court that entered it." Knote, 29 F .3d at 1300 (quotingSennewaldv. Univ. of Minnesota, 847 F.2d 472, 475 (8th Cir. 1988) R. Arnold, J., concurring)). Although we defer in large measure to the district court's interpretation or modification of a consent decree, Knote, 29 F .3d at 1300, 1302, the district court is not at liberty to ignore what was "agreed to by the parties" by imposing new tenns that lie outside the intended agreement of the parties, see, e.g., -23- Pure Country, Inc. v. Sigma Chi Fraternity, 312 F.3d 952, 958 (8th Cir. 2002) ("When construing a consent decree, courts are guided by principles of contract interpretation and, where possible, will discern the parties' intent from the unambiguous terms of the written consent decree, read as a whole."); see also Hollandv. NJ Dep'tofCorr., 246 F.3d 267, 281 (3d Cir. 2001) ("A court should interpret a consent decree as written and shoold not impose terms when the parties did not agree to those terms."); EEOC v. New York Times Co., 196 F.3d 72, 78 (2d Cir. 1999) ("[A] court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's goals." ( quotation omitted)), As the Court notes, ante at 14-15, when LRSD chose not to appeal the 2002 Remedy, the 2002 Remedy became the governing interpretation of the terms agreed to by the parties in section 2.7. l of the Revised Plan. There is no dispute that the only hurdle remaining in LRSD's quest for unitary status is compliance with subparts A and B of the 2002 Remedy. Therefore, the district court's modification should have focused on producing compliance with those terms. Subpart A required LRSD "to assess each of the programs implemented under 2.7" for a year and a half and "to use all of that available data and information [including other information already available apart from the assessments] in assessing the effectiveness of those programs." Subpart B required LRSD to maintain written records of the assessments containing (a) the written criteria used to assess each program, (b) the results of the assessments, including any resulting modification or elimination of a program, and ( c) the names of administrators and grade-level descriptions of any teachers involved in the assessment. Also as discussed by the Court, ante at 9-11, there was a clear distinction in the 2002 Remedy between a less formal, dynamic "assessment" and a more formal, research-paper-formatted "evaluation." Instead of focusing on enforcing compliance with the terms agreed to by the parties, however, the district court imposed terms in the 2004 Remedy that are untethered to the requirements of subparts A and B of the 2002 Remedy or section -24- 2.7.1 of the Revised Plan. Although the district court's substitution of eight in-depth "evaluations" for the agreed-upon "assessments" of each program was arguably suggested in part by LRSD's own prior attempt to substitute three broad evaluations for the individual program assessments, there is no evidence of a meeting of the minds between the parties that would allow a number of in-depth evaluations to replace the agreed-upon assessments. Therefore, the district court should have simply enforced the assessment requirement as originally set forth in subparts A and B of the 2002 Remedy. The district court's substitution of a new set of rigorous evaluations not agreed to by the parties was an abuse of discretion. There are two other aspects of the 2004 Remedy that are even more significant abuses of discretion. First, the district court ordered LRSD to hire a new team for its . Program Review and Evaluation Department ("PRE"), and the district court specified in great detail the educational background and experience that the district court required of the new team. In addition, the district court all but ordered LRSD to hire a particular expert, Dr. Ross (or a person chosen by Dr. Ross), to identify the eight "key" section 2.7 programs and prepare in-depth "step 2" evaluations of those programs. Nothing in subparts A and B of the 2002 Remedy suggested that LRSD would have to operate under such detailed personnel qualification requirements in assessing the section 2. 7 programs. In settling this case, LRSD certainly did not consent to the selection of its employees and consultants by the district court. Second, the district court introduced a requirement that LRSD's "program assessment process must be deeply embedded as a pennanent part of LRSD' s curriculum and instruction program" (emphasis by the district court). The district court did not identify any objective standards by which it intends to measure whether LRSD succeeds in meeting this "deeply embedded" requirement. The district court justified this requirement by stating, "Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to detennine the effectiveness" of LRSD's programs in closing the achievement gap. -25- However, the district court's responsibility is to obtain the necessary assurance that LRSD is complying with the terms of the consent decree, not to independently assess whether those terms are effective. The parties agreed to annual program assessments by administrators and teachers, notto a permanently embedded institutional structure of reviewing experts chosen by the district court. The introduction of the impossibly subjective "deeply embedded" requirement, viewed in light of the district court's lack of restraint to date in redefining the program assessment requirements in subparts A and B and micro-managing LRSD's compliance team, raises the specter that the district court intends to retain control of LRSD's efforts to close the achievement gap regardless of whether LRSD meets the terms agreed to by the parties. No matter how much the district court believed that the new terms in the 2004 Remedy would make an "improvement ... in effectuating the decree's goal[]" of closing the achievement gap, a laudable motive, the district court simply "may not replace the terms of a consent decree with its own." New York Times Co., 196 F.3d at 78 (quotation omitted). For these reasons, I would find that - the district court abused its discretion in imposing the 2004 Remedy. Finally, I recognize that LRSD already has invested a substantial amount of the effort and expense needed to meet the requirements of the 2004 Remedy. At this point, vacating the 2004 Remedy in its entirety and remanding to the district court to impose a new remedy might actually set back LRSD's efforts to attain unitary status. Therefore, I would instruct the district court to order LRSD to complete the eight "step 2" evaluations as called for in the 2004 Remedy, but I would also instruct the district court to analyze those eight evaluations under the standards set forth in subparts A and B of the 2002 Remedy. Specifically, the evaluation reports individually would need to meet the standards of a "program assessment," rather than an "evaluation," as defined ante at 9-1 O; LRSD would have to show that it used "all of th[ e] available data and information in assessing the effectiveness of those programs" as required by subpart A, meaning that the in-depth data gathered in the "step 2" evaluations would -26- be put to good use; and continued compliance with the written record requirements specified in subpart B of the 2002 Remedy would supplant the unworkably subjective "deeply embedded" standard created out of whole cloth in the 2004 Remedy. The detailed personnel requirements imposed on LRSD would be vacated. Such a modification of the 2004 Remedy would restore the standards agreed to by the parties without disrupting the substantial compliance efforts LRSD has undertaken to date with respect to that remedy. Accordingly, I respectfully dissent from the Court's decision to uphold the 2004 Remedy and would modify the 2004 Remedy as discussed. -27- United States Court of Appeals FOR THE EIGHTH CIRCUIT No. 04-2923 Little Rock School District; P laintifli' Appellant, Lorene Joshua; Leslie Joshua; Stacy Joshua; WayneJoshua, Intervenor Plaintiffs/ Appellees, v. * Appeal from the United. States * District Court for the North Little Rock School District; * Eastern District of Arkansas. Pulaski-County Special School District; * State of Arkansas, * Defendants. Dale Charles; Robert L. Brown, Sr.;. Gwen Hevey Jackson; Diane Davis; Raymond Frazier, Plaintiffs, V. Pulaski County Board of Education; Patricia Gee, Individually and in her Official Capacity as a Member of the Board of Education of the Little Rock - I I I I School District, A Public Body; George* Cannon, Dr. Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; * Katherine Mitchell, Dr., Individually * and in her Official Capacity as a * Member of the Board of Education of * the Little Rock School District, A Public* Body; W. D . Hamilton, also known as * Bill Hamilton, Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; Cecil * Bailey, Individually and in his Official * Capadty as a Member of the Pulaski * County Board of Education a Public * Corporate; Thomas Broughton, * Individually and in his Official Capacity * as a member of the Pulaski County * Board of Education, a Public Corporate; :j> Martin Zoldessy, Dr., Individually and * in his Official Capacity as a member of * the Pulaski County Board of Education, * a Public Corporate, * Defendants. Submitted: April 12, 2005 Filed: June 26, 2006 Before WOLLMAN, HEANEY, and GRUENDER,. Circuit Judges. WOLLMAN, Circuit Judge. -2- The Little Rock School District (LRSD) appeals from the district court' s1 denial of its request for unitary status. We affirm. I. LRSD has been involved in federal desegregation litigation since l 956~ the present phase of this case commenced in 1982. See Little R~-S-Ch. Dist. v. Pulaski County Special Sch. Dist. No. 1, 778 F.2d 404 (8th .Cir. i'985) (en bane); see also Little Rock Sch. Dist. v. Pulaski Councy Special Sch. Dist. No. 1, 921 F.2d 1371, 13 76-83 (8th Cir. 1990) ( chronicling litigation history); Polly J. Price, The Little Rock School Desegregation Cases in Richard Arno Id's Court, 5 8 Ark. L. Rev. 611, 622-4 7 (2005). In 1989, the district court approved an interdistrict settlement plan (1989 Settlement), which specified that the district court would supervise the remedial desegregation efforts of LR.SD and two neighboring school districts. We ordered the creation of the Office ofDesegregation Monitoring (ODM) to assist the district court in its supervision. See Little Rock Sch. Dist. v. Pulaski Coun1,y. 921 F.2d at 1388, 1394. By 1996, .it had become apparent to the parties and the district court that LRSD would be unable to meet the terms of the 1989 Settlement. At the suggestion. of the district court, LRSD and Lorene Joshua (Joshua), the class representative for all African-American students enrolled in LRSD and the two neighboring districts, entered into negotiations to modify LRSD' s obligations. The fruit of these negotiations was the Revised Desegregation and Education Plan (Revised Plan), which the district court approved in 1998. It was agreed that if LRSD substantially complied with the terms of the Revised Plan, it would be declared unitary at the conclusion ofthe2000-2001 school year. The Revised Plan required Joshua to submit any unresolved compliance issues to the ODM for facilitation of an agreement. 1The Honorable William R. Wilson, Jr., United States District Judge for the Eastern District of Arkansas. -3- Revised Plan 8.2.4. If the ODM could not resolve the issue "after good faith attempts at facilitation," Joshua could seek resolution of the issue with the district court. Id. 8.2.5 . In 2002, the district court granted LRSD partial unitary status, finding that it had complied with all but section 2. 7 .1 of the Revised Plan. Littfe Rock Sch. Dist. v. Pulaski County Special Sch. Dist., 237 F. Supp. 2.d. 988,.1089 '(E.D. Ark. 2002). Section 2.7.rprovided that: LRSD shall assess the academic programs implemented pursuant to Section 2.7 after each year in order to determine the effectiveness of the academic programs in improving African-American achievement. If this assessment reveals that a program has not and likely will not improve African-American achievement, LRSD shall take appropriate action in the form of either modifying . how the program is implemented or replacing the program. Compliance Plan, Oct 10, 2002, at 1 (footnote omitted). The district court imposed a compliance remedy (2002 Remedy) designed to bring LRSD into substantial compliance with section 2.7.1. Id. at 1087-88. On appeal by Joshua from the district court's unitary-status ruling, we affirmed. Little Rock Sch. Dist. v. Annstrong, 359 E}d 957 (8th Cir. 2004). On March 15, 2004, following what it believed was its substantial compliance with section 2. 7 .1 and the 2002 Remedy, LRSD asked to be declared unitary. Joshua opposed the request. On June 30, 2004, the district court concluded that LRSD had not substantially complied with its obligations, denied unitary status, and imposed a new compliance remedy (2004 Remedy). It is from this judgment that LRSD now appeals. -4- II. Although this case traces its roots to federal desegregation efforts, the instant appeal presents no constitutional issues. The constitutional requirements for unitary status are set forth in Green v. Councy School Board, 391 U.S. 430, 435-38 (1968), which held that a school district may be declared unitary and lacking racial discrimination based on satisfactory performance in five are~ etf a school district's operations: ( 1) student assignment; (2) faculty and staff assignment; (3) transportation; (4) extracurricular activities; and (5) facilities. LRSD has met these requirements. See 237 F. Supp. 2d at 1089 (declaring LRSD ''partially unitary with regard to all aspects ofits operations, because ith~ substantially complied with all sections of the Revised Plan, save for those obligations contained in 2. 7.1 "). As the district court noted in.2002, the Revised Plan "included other desegregation obligations that went beyond Green's constitutional floor for a school district to become unitary." ML. at 1032. Section 2.7.1 of the Revised Plan refers to section 2.7, which required LRSD - to "implement programs~ policies and/or procedures designed to improve. and remediate the academic achievement of African-American students, including but not limited to Section 5 of this Revised Plan." The impetus for section 2. Tis colloquially referred to as the "achievement gap" between minority students and white students in the public school systems. For section 2.7.1 to meet the constitutional threshold of a desegregation remedy, the achievement gap that it was designed to remedy would have to "directly address and relate to the constitutional violation itself." Missouri v. Jenkins, 515 U.S. 70, 88 (1995); see also Bd. of Educ. v. Dowell, 498 U.S. 237, 248 (1991) ("The legal justification for displacement oflocal authoriiy by .an injunctive decree in a school desegregation case is a violation of the Constitution by the local authorities."). As the district court observed in 2002: [N]o court has ever determined generally, or with the specificity required in [Jenkins], what portion, if any, of the minority student achievement -5- gap in LRSD is causally linked as a vestige of de Jure segregation. Furthermore, Joshua has failed to introduce any evidence to establish that: ( 1) the achievement gap is causally linked to the system of de Jure segregation which existed in LRSD decades earlier; and (2) the portion of the achievement gap which is attributable to de Jure segregation, after excluding all of the socioeconomic factors that also have contributed to that gap. 237 F. Supp. 2d at 1040. Cf People Who Care v. Rockford Bd. of Educ., 246 F.3d 1073, 1076 (7th Cir. 2001) ("[I]t is obvious that other factors besides discrimination contribute to unequal educational attainment, such as poverty, parents' education and employment, family size, parental attitudes and behavior, prenatal, neonatal, and child health care, peer-group pressures, and ethnic culture."). Accordingly, it is unclear whether LRSD's efforts to remedy the achievement gap are constitutionally compelled. We need not determine that issue, however, because LRSD's obligations under section 2.7.l are clearly contractual matters. Thus, we examine LRSD's compliance under ordinary rules of contract interpretation. LRSD 's obligations under section 2. 7.1 therefore arise as a matter of contract, not constitutional law, and thus we examine LRSD's compliance under ordinary rules of contract interpretation. United States v. Knote, 29 F.3d 1297, 1299 (8th Cir. 1994). We review the district court's factual findings for clear error, Little Rock Sch. Dist v. Pulaski County Special Sch. Dist., 83 FJd 1013, 1017 (8th Cir .. 1996), and its modification of a consent decree for an abuse of discretion. McDonald v. Carnahan. 908 F.2d 388, 390 (8th Cir. 1990). We review de novo the district court's interpretation of the tenns of the Revised Plan. Armstrong. 359 F.3d at 965. m. This litigation has been complicated by the shifting tenninofogy employed by LRSD, Joshua, and the district court. Specifically, efforts to resolve this case since the Revised P Ian took effect in 1998 have been marked by confusion over four terms: -6- - (1) assessment; (2) evaluation; (3) program; and ( 4) key program. The plain language of section 2.7.1 of the Revised Plan, quoted in Part I, supra, required LRSD to assess academic programs implemented pursuant to section 2. 7, including but not limited to programs implemented under section 5. A. On March 15, 2000, LRSD submitted an Interim 'Compliance Report that described how it would meet its obligations under the Revised Plan. The report identified myriad programs that had been implemented pursuant to section 2.7 and section 5, 2 and set forth both a "Program Evaluation Agenda"3 and an "Assessment 2The section 2. 7 programs included: Title I Programs, PLATO Labs, Accelerated Learning Center, Alternative Leaming Center, Summer School, Tutoring Programs, Little Rock LEADERS, ACT Tutoring,. Career Orientation, Block Scheduling, High School Advisory Program, Personalized Education Plan, K-12 Science (including specific programs for four different grade levels), Professional Development for Science Teachers, and Citizenship and Character Education. ~ Interim Compliance Report at 47-51. The section 5 programs appear to include: Home Instruction Program for Pre-Schoo I Youngsters (HIPPY); Rockefeller's Infant, Toddler, and Three-Y ear-O Id Program; Pre-Kindergarten; Pre-Kindergarten Program Expansion; Early Literacy Learning in Arkansas; PreK-3 Literacy Plan;. PreKindergarten Professional Development; Animated Literacy; Early Literacy (various grades); Effective Literacy (various grades); Kindergarten I Like Me Project; Success for All; Direct Instruction; Reading Recovery; Assessment System; Professional Development ( all grades); Multicultural Reading and Thinking; Reading and Writing Workshop; Thematic Instruction; High School English; Summer Algebra Readiness Training (SMART); Family Mathematics; Elementary School.TechnologyBased Programs; Middle School Keyboarding; New High SchooL Technology Courses; and Keyboarding Credit by Examination. Id. at 93-127. 3The Program Evaluation Agenda indicated that LRSD would evaluate the following eight programs: PreK-3 Literacy, Success for All, Direct Instruction, the implementation of middle schools, English as a Second Language, National Science Foundation project components, Twenty-First Century Projects, and Waiver Process. Id. at 53-57. -7- Plan" in response to section 2.7.1. Interim Compliance Report at 53-57. Significantly, the Program Evaluation Agenda indicated that LRSD would evaluate (rather than assess) only a small subset of the section 2.7 and section 5 programs identified in the Interim Compliance Report, and the Assessment Plan referred only to assessing students (i.e., testing), not programs. Id. LRSD submitted its fmal Compliance Report on March 15, 2001. The Compliance Report incorporated by reference the Interim Compliance Report. It contained addttional information responsive to section 2. 7.1 under the title "Program Evaluation," which indicated that LR.SD had evaluated fourteen prograrns.4 Compliance Report at 148. As recounted above, the district court granted LRSD partial unitary status in 2002, but concluded that LRSD had not substantially complied with the requirements of section 2.7.1. The district court noted that the Interim Compliance Report had "identified almost 100 programs that [LRSD] had iqiplemented to 'improve and remediate the academic achievement of African-American students"' under sections 2.7 and 5 of the Revised Plan; 237 F. Supp. 2d at" 1076 n.135. According to the district court, these were: "all of the programs ... that LR.SD was implementing in. accprdance with its obligations under the Revised Plan." Id. at 1018. The district court elaborated that: Section2.7.1 oftheRevisedPlanrequiredLRSDto assess annually each of the academic programs promulgated pursuant to 2.7, in order to determine if those programs, in fact, were improving African-American 4The fourteen programs were: PreK-2 Literacy,. Comprehensi:ve Partnerships forMathematics and Science Achievement, Extended Year Schools, Elementary Summer School, Home Instruction Program for Pre-School Youngsters- (}IIPPY), Charter School, English as a Second Language, Lyceum Scholars, Southwest Middle School's Partnership with Southwest Educational Development Laboratory (SEDL), Onward to Excellence at Watson Elementary School, Collaborative Action Team, Vital Link, Middle School Transition, and Campus Leadership Teams. Compliance Report at 148. -8- r achievement. If the assessment of a .program revealed that it was not effective in improving African-American achievement, LRSD was required to modify or replace the program. I find that the purpose of 2.7.1 was to make sure that the programs promised under 2.7 actually worked to improve the academic achievement of African-American students. I further find that LRSD' s substantial compliance with 2. 7.1 was crucial to its commitment to improve the academic achievement of African-American students; for, without performing.a rigcmms annual assessment of each of the many dozens of programs implemented under 2. 7, it would be impossible to determine which programs were working and should be continued and which programs were not working and should be discontinued, modified, or replaced with new programs. Id; at I 076 (footnote omitted). The above-cited passage is consistent with the . terms of the Revised Plan .. Elsewhere in its order, however, the district court observed that LRSD's Interim Compliance Plan had specified that evaluations would be conducted for key programs including (1) Pre-K~3 Literacy Program Success For All; (2) the implementation of the new curriculum in English language arts, mathematics, and science in the middle schbols; (3) the National Science Foundation project aimed at improving African-American achievement in math and science; and (4) the implementation of the School Improvement Plan. Id. at 1077. The district court found "that the much ;, more in-depth and analytical program evaluations, which LRSD agreed to prepare on certain key remediation programs identified in the Interim Compliance Report, were an integral and essential part of LRSD's obligation under 2.7.1." Id; at 1079. The district court also noted the distinction between "assessment" and "evaluation." According to testimony from Dr. Bonnie Lesley, LRSD's thenAssociate Superintendent of Curriculum and Instruction, an assessment is "dynamic, it is. interactive, it's ongoing, it happens frequently, and it is a measurement, along with the analysis that you would make of whatever results are available." 1d. at 1077. -9- - . In contrast, an evaluation is "more long term, [it] may consider observations or measurements in addition to test scores, and is guided by a set of research questions that are usually provided by whoever the consumer is of that report." 14:. The district court noted that LRSD had interpreted section 2.7.1 "to include an obligation to perform some program evaluations." Id. At the conclusion of its order, the district collit set forth the 2002 Remedy, which contained six principal sections. The first four sections are those which are the most relevant to the issue before us: A. For the entire 2002-03 school year and the first semester of the 2003-04 school year, through December 31, 2003, LRSD must continue to assess each of the programs implemented under 2.7 to improve the . academic achievement of African-American students. LRSD now has over three years of testing data and other information available to use in gauging the effectiveness of those , programs. I expect LRSD to use all of that available data and infonnation in assessing the effectiveness of those programs and in deciding whether any of those programs should be modified or eliminated. B. LRSD must maintain written records regarding its assessment of each of those programs. These written records must reflect the following information: (a) the written criteria used to assess each. program during the 2002-03 school year and the first semester of the 2003-04 school year; (b) the results of the annual assessments of each program, including whether the assessments resulted in program modifications or the elimination of any programs; and ( c} the names of the administrators who were involved with the assessment of each program, as well as at least a _grade level description of any teachers who were involved in the assessment process (e.g. , all fourth grade math teachers; all eighth grade English teachers, etc.). C. LRSD must use Dr. Nunnerly [sic] or another expert from outside LRSD with equivalent qualifications and expertise to prepare program evaluations on [fourteen specified programs] .. '. . [A]s these program evaluations are prepared, LRSD shall use them, as part of the program assessment process, to determine the effectiveness of those programs in improving African-American achievement and whether, based on the evaluati.om,. any changes or modifications should be made in those prograins ... Jn addition, LRSD must use those program evaluations, to the extent they may be relevant, in assessing the effectiveness of other related programs. D. Joshua must monitor LRSD's compliance with 2.7.1 and must immediately bring to the attention ofLRSD all problems that are . detected in its compliance with its obligations under 2.7.1, as those obligations are spelled out in this Compliance Remedy .. Thereafter, Joshua and LRSD must use the "Process for Raising Compliance Issues" set forth in 8.2, et seq., of the Revised Plan to attempt to resolve those compliance issues. If those efforts are unsuccessful, Joshua must present the issues to me for resolution, as required by 8.2.5. Any such presentation must be timely. Id. at 1087-88 (footnote omitted). The contrast between the assessments of Subparts A and B-and the evaluations of Subpart C demonstrates that the district court was making a clear distinction between the two terms. Viewed in this light, the meaning of Subparts A and B is that the district court was requiring assessments for "each of the many dozens of programs implemented under 2.7," id. at 1076, irrespective of the requirements imposed by Subpart C. This interpretation is consistent with the district court's order as a whole, the Revised Plan, and LRSD' s Interim Compliance Report. Cf Little Earth of United Tribes, Inc. v. UnitedStatesDep'tofHous. & Urban Dev.; 807F.2d'1433, 1438, 1439 (8th Cir. 1986) (We view an earlier order by the district court "as a whole, and an interpretation that gives effect to all parts of the order will be preferred over one that -11- leaves portions of the order meaningless or insignificant .... If there is any ambiguity in the . . . order, its meaning is clarified by 'what preceded it and what it was intended to execute.'"). On October 10, 2002, LRSD's Board of Directors adopted a Compliance Plan that outlined how LRSD would satisfy the 2002 Remedy. Tire Compliance Plan indicated thatLRSD would"[ c ]ontinue to administer student' assessments through the first semester of 2003-04" and "[ m]aintain written records of ... the results of the annual student assessments, including whether an infonnal program evaluation resulted in program modifications or the elimination of any programs." Compliance Plan at 3. These statements reflected LRSD' s interpretation of the Revised Plan by referring to LRSD's efforts to administer "student assessments" rather than to its obligation to "assess academic programs.;' The Compliance Plan also stated that LRSD would "[p ]repare a comprehensive program evaluation of each academic program implemented pursuant to Revised Plan 2. 7 to detennine its effectiveness in improving the academic achievement of African-American students and to decide whether to modify. orreplace the program," and indicated that LRSD would satisfy this obligation by preparing "the following new; comprehensive. evaluations: (a) Elementary Literacy, (b) Middle and High School Literacy and (c) K-12 Mathematics and Science." Id. ~ 3, 5. LRSD thus substituted "comprehensive program evaluations" for the Revised Plan requirement of "assessments" and, more significantly, construed "each academic program implemented pursuant to Revised Plan 2.T' to mean three broad-based programs. LRSD provided a- copy of its Compliance Plan to Joshua in October 2002. See October 25, 2002, letter from John C. Fendley, Jr. (App. 2168-72.}. Joshua disagreed with the proposal outlined in the plan and, pursuant to the Revised:'.f'Ian, requested that the 0DM facilitate resolution of the disagreement. Although the facilitation apparently failed, Joshua did not contact the district court regarding the disagreement. -12- On March 15, 2004, LRSD submitted its new Compliance Report (2004 Compliance Report). LRSD indicated that its obligation to "[c]ontinue to administer student assessments" had been satisfied through its implementation of"the 2002-03 Board-approved assessment plan." 2004 Compliance Report at 2-3.. With respect to how it had met its self-described requirement to "prepare a comprehensive program evaluation of each academic program implemented-pursuant to Revised Plan 2. 7," LRSD offered the following explanation: ' ' The LRSD contracted with Dr. Steve Ross, an expert approved by Joshua, to prepare comprehensive evaluations of the District's elementary and secondary literacy programs. These evaluations, combined in a single report, were completed and approved by the Board in November of 2003 .... Dr. Don Wold, a program evaluator funded through a.National Science Foundation ("NSF") grant; Dennis Glasgow, Interim Associate Superintendent for Curriculum and Instruction; and Vanessa Cleaver, Director of the NSF Grant, authored the comprehensive mathematics and science.e.vaiuation. The comprehensive mathematics and science evaluation was completed and approved by the Board in December 2003. IQ,_ at 3-4. On June 30, 2004, the district court concluded that LRSD had not substantially complied with the Revised Plan or the 2002 Compliance Remedy. The district court commented that: While the fields of "Literacy" and "Math and Science" may be convenient ways to divide academic knowledge, they most certainly do not constitute specific 2. 7 "academic progm,ns" ( e.g., Reading for All, Early Literacy Learning, Reading Recovery, er Effective Literacy) that LRSD implemented, on a school-by-school basis, to improve the academic achievement of African-American students. -13- - D. Ct. Order of June 30, 2004, at 55. Addressing what it perceived to be LRSD's failure to distinguish between the concepts of assessment and evaluation, the district court explained that: Subparts A and B of the Compliance Remedy obligated LRSD to assess each of the 2.7 programs. .. _ I made no mention ofLRSD preparing evaluations of 2.7 programS'-""'because, on its face, no.thing.in 2.7.1 of the Revised Plan obligated LRSD to perform"program evaluations." However, Dr. Lesley made it clear in her testimony that LRSD administrators knew and understood that the "assessment" obligation in 2.7.1 included the obligation of preparing "program evaluations." [ citation omitted.] Therefore, I concluded it would be best to use the same terms in the [2002] Compliance Remedy that the parties themselves had chosen to use in 2.7.1 of the Revised Plan. M,_at8. B. LRSD's 2000 Interim Compliance Report indicated thatLRSD construed the Revised Plan's requirement to "assess all programs" to mean that it must "evaluate key programs." Because Joshua elected not to challenge LRSD's interpretation, that interpretation became controlling under ordinary principles of contract law. In. its 2002 order, the district court essentially concluded that LRSD had failed to comply substantially with both interpretations of section 2.7.1, i.e., that LRSD had neither assessed all programs nor adequately evaluated key programs. The district court thus imposed a bifurcated compliance remedy. Subparts A and B reverted to the original, . plain meaning, requirements of section 2.7.1. Subpart C addres.sed LRSD's interpretation. Had LRSD appealed,Subparts A and B might well have been deemed to be superfluous requirements. LRSE did not appeal the 2002 order, however, and thus the district court's remedy became the governing interpretation of the section 2. 7.1 obligations. -14- . I LRSD' s 2002 Compliance Plan construed Subparts A and B in the same manner that it had previously interpreted section 2. 7 .1 : it took "assess all programs" to mean "evaluate key programs." When Joshua again failed to raise a legally sufficient challenge to this interpretation, LRSD arguably became entitled to rely on its interpretation, i.e., that three broad-based program evaluations would satisfy the requirements of Subparts A and B. The district court, however, refused to find that Joshua had waived its right to challenge LRSD's compliance, saying that "[i]n a school desegregation case that has its origins in the infamous 1957 Little Rock school desegregation crisis, no court is likely to hold the silence of Joshua's counsel-even if they are to be criticized-against the Aftican:-American students they represent, and who now fill almost 70% of the total number of seats in LRSD' s classrooms." D. Ct Order of June 30, 2004, at 20. C. The district court foundthat LRSD had failed to substantially comply with both the ,plain meaning of Subparts A and B (i.e., assess all programs) and LRSD's interpretation of the remedy (i.e., evaluate three key programs). '---. At the outset, we.have substantial concerns about the highly detailed, complex nature of the district court's 2002 Remedy, which imposes upon LRSD additional requirements, some of which appear to go well beyond those agreed upon by the parties in the Revised Plan. The Revised Plan constituted a contract between the parties, and the district court was not free to expand its tenns beyond that which was contemplated by the parties. Subpart C of the 2002 Remedy exceeded the scope of the Revised Plan, which lacked any tcquirement for program evaluations. See Krupnick v. Ray, 61 F.3d 662, 664 (8th-Cir. 1995) ("The law of Arkansas provides that it is the duty of the court to construe the contract according to its unambiguous language without enlarging or extending its ternis."); cf. Holland v. N.J. Dep't of -15- - Qm:.., 246 F.3d 267, 281 (3d Cir. 2001) ("A court should interpret a consent decree as written and should not impose terrns when the parties did not agree to those terms."); Equal Employment Opportunity Comm'n v. N.Y. Times Co., 196 F.3d 72, 78 (2d Cir. 1999) ("A court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's g.ools."); Armstrong v. Bd. of Sch. Dirs. of Milwaukee, 616 F.2d 305, 315 (7th Cir. 1980) ("Judges should not substitute their ownjudgriient as to optimal settlement terms for the judgment of the litigants and their counsel.'1). LRSD, however, elected not to appeal Subpart C in 2002, and so that issue is not before us today. .e In its June 30, 2004, order, the district court set forth an even more highly detailed compliance remedy (the 2004 Remedy). We cite selected portions of that Remedy as.representative of the level of specificity that the district court engaged. in: Because LRSD failed to substantially comply with the crucially important obligations contained in. 2.7.1 of the Revised Plan, it must remain under court supervision for two more complete school years~ 2004-05 and 2005-06. To avoid any "misunderstanding" regarding this. Compliance Remedy; I will be specific. The new Compliance Remedy is as follows: A. LRSD must promptly hire a highly trained team of professionals to reinvigorate PRE. These individuals must have experience in: (a) preparing and overseeing the. preparation of formal program evaluations; and (b) formulating a comprehensive program assessment process that can be used to detennine the effectiveness of specific academic programs designed to improve the achievement of African-American students. I expect the director of PRE to have a Ph.D.; to have extensive experience in designing, preparing and overseeing the preparation of program evaluations; and to have a good understanding of statistics and regression analysis. I also expect LRSD to hire -16- experienced statisticians and the other appropriate support personnel necessary to operate a first-rate PRE Department. B. . The first task PRE must perform is to devise a comprehensive program assessment process. It inay take a decade or more for LRSD to make sufficient progress in improving the academic achievement of African-American students to justify discontinuing the need.for specific 2.7 programs. For that reason, the comprehensive program assessment process must be deeply embedded as a permanent part of LRSD's curriculum and instruction program. Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to determine the effectiveness of the various key 2. 7 programs in improving the academic achie.yement of African-American students .. . . C. During each of the next two academic school years (2004-05 and 2005-06), LRSD must hire one or more outside consultants to prepare four ( 4) formal step 2 evaluations. Each of these step 2 evaluations must cover one of the key : 2.7 programs, as it has been implemented in schools. throughout the district. Thus, over the course of the next two academic years, LRSD must hire outside consultants to prepare a total of eight (8) formal step 2 evaluations of key 2.7 programs. During the recent compliance hearing, Dr; Ross made it clear that LRSD must conduct these formal step 2 evaluations of the key 2. 7 programs in order to continue to make progress in improving the academic achievement of African-American students. Again, I suggest that LRSD hire Dr. Ross--to perform the following tasks: (1) identtfy the four key 2. 7 programs that should be . formally evaluated during the 2004-05 school year and the four key 2. 7 programs that should be formally evaluated during the 2005- 06 school year; and (2) prepare as many of the eight step 2 evaluations as possible. If Dr. Ross cannot prepare all eight of the step 2 evaluations, I recommend that LRSD hire -17- someone that Dr. Ross recommends as possessing the experience and ability necessary to prepare those evaluations. E. In order to streamline LRSD's record-keeping obligation, I am going to require that each of the eight step 2 evaluations contain, in addition to the traditional information and data, a special section which: (1) describes of the number of teachers and administrators, at the various grade levels,-:who were interviewed or from whom information was received regarding the effectiveness of the key 2.7 program being evaluated; (2) lists each of the recommended program modifications, if any, that were deemed necessary in order to increase the effectiveness of each of the 2.7 programs in improving the academic achievement of African-American students; and (3) briefly explains how each of the recommended modifications is expected to increase the effectiveness of the 2. 7 program. This requirement is intended to relieve LRSD of any independent record-keeping obligations under 2.7.1 of the Revised Plan and the Compliance Remedy. G. PRE must submit quarterly written updates on the status of the work being performed on the four step 2 program evaluations that will be prepared during the 2004-05 school year and the four step 2 program evaluations that will be prepared during the 2005-06 school year. These quarterly updates must be delivered to the ODM and Joshua on December 1, March 1, June 1, and September 1 of each of those two academic school years. As soon as each of the eight step 2 evaluations has been completed and approved by the Board, LRSD must provide a copy to the ODM and Joshua. -18- . K. On or before October 15, 2006, LRSD must file a Compliance Report documenting its compliance with its obligations under 2.7.1 of the Revised Plan, as specified in this Compliance Remedy. If Joshua wishes to challenge LRSD's substantial compliance, they must file objections on or before November 15, 2006. Thereafter.; I wiU schedule a compliance hearing and decide whether LRSD has met its obligations under the Compliance Remedy and should be released from all further supervision and monitoring. L. This Compliance Remedy is intended to supersede and replace the identical compliance obligations that I imposed on LRSD, albeit with less specificity, in subparts A and B of Section VII of the September 13 Decision. D. Ct. Order at 61-67 (footnotes omitted). There was much more in the way of detailed requirements, but those portions. quoted are illustrative of what it is that LRSD is now being asked to do. IV. In reviewing the district court's determination that.LRSD had not substantially complied with the tenns of the Revised Plan and the 2002 Remedy, we note, as did the district court, that on March 14, 2003, the same day that LRSD filed what are tenned its ''Page 148 Evaluations," Dr. Lesley, the person responsible for overseeing these evaluations, resigned. Two months later, Dr. T. Kenneth James, LRSD's superintendent, also resigned. Thus the two persons to whom direct responsibility had been assigned to ensure compliance with the requirements of the 2002 Remedy were no longer available to assist LRSD in the implementation of the Compliance Plan. Indeed, the authors of the ODM's March 30, 2004, Compliance Report observed that the loss of Dr. Lesley and.Dr. James at a crucial time in the implementation of the Compliance Plan, coupled with the delays and difficulties LRSD encountered in -19- filling those positions with acting or interim employees, created "a period of some uncertainty" for LRSD. We note these facts and observations to highlight the constraints under which LRSD was laboring as it sought both to satisfy the requirements of the Compliance Plan and to. demonstrate through empirically based evidence that it had in fact accomplished that goal. A. LRSD contends that by failing to challenge the adequacy of LRSD's . Compliance Plan, Joshua in effect abandoned its objection to that plan and thus should not be heard to contest LRSD' s compliance with the 2002 Remedy. If this case involved only a dispute between private litigants, we might well have disagreed with the district court's holding that Joshua had not waived its right to challenge either LRSD's interpretation of the 2002 Remedy or LRSD's claim that it had substantially complied with the requirements of that remedy. Given the lengthy nature of the litigation between the parties, however, and the substantial likelihood that LRSD's ongoing attempts to comply with the 2002 order will in due course entitle. it to be declared unitary, we will not reverse the district court's ruling on this issue. Nevertheless, in light of its failure to call to the district court's attention to its d1sagreement_ with LRSD's interpretation of the 2002 order, it would ill behoove Joshua to raise any further technical complaints about LRSD's efforts to comply with the 2002 order. Withwt recounting in depth the voluminous evidence that LRSI? submitted in support of its claim that it had substantially complied with the Revised Plan and the 2002 Remed~ we observe that had the question of compliance been submitted to us in the first instance, we might well have found that LRSD had met its burden of proof: all the more so in light of the heightened requirements imposed by the district court in its 2002 order. It is a close question whether all of those additional requirements -20- - are within the scope of the Revised Plan or whether they represent newly created, after-the-fact fine-tuning that neither of the parties contemplated when they entered into the settlement agreement that resulted in the Revised Plan. NeverJieless, and once again adverting to the lengthy, if not indeed tortuous, path on which this litigation has proceeded, we conclude that the district court, although it may have come close to crossing the _ line between proper judicial enforcement of an agreed-upon undertaking and the imposition of requirements that find no warrant in that undertaking, did not clearly err in finding that LRSD had failed to demonstrate substantial compliance with the Revised Plan and.the 2002 Remedy. B. Our concerns regarding the 2002 Remedy are even greater with respect to the even more heightened requirements, . as illustrated by the portions quoted above, imposed by the district court's June 30, 2004, order. One can understand the frustration expressed by LRSD concerning that which it is now expected to do. Indeed, during oral argument we asked LRSD's counsel, "Can you tell us in plain, simple_ language what it is that [the district court] wants the District to do th~t it is unwilling to: do?" Counsel responded in part by saying that LRSD was complying -with the new compliance remedy. In light of that representation, we are unwilling at tliis time to say that those heightened requirements surpass beyond all measure the requirements to which LRSD committed itself when it entered into the 1989 Settlement Suffice it to say that there will be time enough for us to revisit the requirements-of the 2004 order if this case should once again come before us. For the . moment, then, we offer no comment beyond the observation th~ substantial compliance .means just that, not mathematical precision'. -21- Conclusion In the concluding paragraphs of its June 30, 2004, order under the heading "Final Thoughts on LRSD's Compliance Efforts," the district court, referring to its review of the history of the negotiations that had led the parties to voluntarily enter into the Rerised Plan, stated: I review this history to make it crystal clear that LRSD-not the Courtformulated all of the program assessment/evaluation obligations contained in 2.7.l of the Revised Plan and voluntarily agreed to comply with all of those obligations. I know it will be quite a burden for LRSD to formulate, implement, and deeply embed in its curriculum an effective 2.7.1. program assessment/ evaluation process that will allow it to detennine the effectiveness-of each of the key 2. 7 programs. But this is the medicine that LRSD knowingly and voluntarily decided it must take in an attempt to cure the historically low academic achievement of so many of its African-American students. , D. Ct Order at 67. In commenting upon LRSD 's duty to ensure that a significant number of African-American students score at or above the proficient level in reading; math, and. science, the district court concluded its remarks by stating, "To this end, LRSD must do what it promised to do, and what it has been ordered to do because of this promise. In the words of the poet of the Yukon, Robert Service, 'a promise made is a de,bt unpaid."' ill at 68. We adtfto these comments only the observation that a promise is that which has been made by the promisor, and not one that may be expanded by others beyond that -which is fairly encompassed by its terms. -22- - - - - ------ - - ------------~ - Nothing in what we have said in this opinion should be read as in any way relieving the Little Rock School District of its obligation to comply with the commitments it made when it entered. into the settlement that culminated in the Revised Plan. Our concerns about the district court's 2002 and 2004 orders arise from the ever-heightened requirements that the District is being asked to satisfy, requirememsi:hat may seem to impose a duty of demonstrating mathematical precision at a cost and effort beyond that which the District should be required to bear. We note that in one fonn or another the Little Rock School District has been under judicial tutelage for more than two decades now. We hope that it is not too much to expect that its efforts to comply with not only the requirements of the Revised Plan but also with the subsequent embellishments of those requirements will prove to be. successful. With these observations, the judgment is affirmed. GRUENDER, Circuit Judge, concurring in part and dissenting in part. Like the Court, I would affirm the district court's finding that LRSD was not in substantial compliance with section 2.7.1 of the Revised Plan as embodiedin the 2002 Remedy. However, I respectfully dissent from the Court's judgment because I find that the district court abused its discretion in imposing the 2004 Remedy. A consent decree "is a kind of private law, agreed to by the parties and given shape over time through interpretation by the court that entered it." Knote, 29 F .3d ~ J at 1300 (quotmgSennewa/dv. Univ. of Minnesota, 847F.2d472, 475 (8th Cir. 1988) R. Arnold, !.,..concurring)). Although we defer in large measureto the district court's interpretation-or modification of a consent decree, Knote, 29 F .3d at 1300, 1302, the district court is not at liberty to ignore what was "agreed to by the parties" by imposing new terms that lie outside the intended agreement of the parties, see, e.g., -23- Pure Country, Inc. v. Sigma Chi Fraternity, 312 F .3d 952, 958 (8th Cir. 2002) ("When construing a consent decree, courts are guided by principles of contract interpretation and, where possible, will discern the parties' intent from the unambiguous tenns of the written consent decree, read as a whole."); see also Holland v. NJ Dep't of Corr., 246 F: .3d 267, 281 (3d Cir. 2001) ("A court should interpret a consent decree as written and-should not impose terms when the parties did not agree to those terms."); EEOC v. New York Times Co., 196 F.3d 72, 78 (2d Cir. 1999) ("[A] court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's goals." ( quotation omitted)), As the Court notes, ante at 14-15, when LRSD chose not to appeal the 2002 Remedy, the 2002 Remedy became the governing interpretation of the tenns agreed to by the parties in section 2. 7; 1 of the Revised Plan. There is no dispute that the only hurdle remaining in LRSD' s quest for unitary status is compliance with subparts A and B of the 2002 Remedy. Therefore, the district court's modification should have focused on producing compliance with those tenns. Subpart A required LRSD "to assess each of the programs implemented under 2.T' for a year and a half and ''to use. all of that available data and information [including other information already available apart from the assessments] in assessing the effectiveness of those programs." Subpart B required LRSD to maintain written records of the assessments containing Ea) the written criteria used to assess each program, (b) the results of the assessments, including any resulting modification or elimination of a program, and ( c) the names of administrators and grade-level descriptions of any teachers involved in the assessment Also as discussed by the Court, ante at 9-11, there was a clear distinction irrthe 2002 Remedy between a less formal, dynamic "asses~ment" and a more forma~ research-paper-formatted "evaluation." Instead of focusing on enforcing compliance with the terms agreed to by the parties, however, the district court imposed terms in the 2004 Remedy that are. untethered to the requirements of subparts A and B of the 2002 Remedy or section -24- 2.7.1 of the Revised Plan. Although the district court's substitution of eight in-depth "evaluations" for the agreed-upon "assessments" of each program was arguably suggested in part by LRSD's own prior attempt to substitute three broad evaluations for the individual program assessments, there is no evidence of a meeting of the minds between the parties that would allow a number of in-depth evaluations to replace the agreed-upon:assessments. Therefore, the district court should have simply enforced the assessment requirement as originally set forth in_subparts A and B of the 2002 Remedy. Toe district court's substitution of a new set of rigorous evaluations not agreed to by the parties was an abuse of discretion. There are two other aspects of the 2004 Remedy that are even more significant abuses of discretion. First, the district court ordered LRSD to hire a new team for its Program Review and Evaluation Department ("PRE"), and the district court specified in great detail the educational background and experience that the district court required of the new team. In addition, the district court all but ordered LRSD to hire a particular expert, Dr. Ross ( or a person chosen by Dr. Ross), to identify the eight "key" section 2.7 programs and prepare in-depth "step 2" evaluations of those programs. Nothing in subparts A and B of the. 2002, Remedy suggested that LRSD would have to operate under such detailed personnel qualification requirements in . assessing the section 2.7 programs. In settling this case, LRSD certainly did not consent to the selection of its employees and consultants by the district court. Second, the district court introduced a requirement that LRSD's "program assessment process must be deeply embedded as a permanent part of LRSD's curriculum ami instruction program" (emphasis by the district court): The district court did not identify any objective standards by which it intends to measure whether LRSD succeeds in meeting this "deeply embedded" requirement The district court justified this requirement by stating, "Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to determine the effectiveness" of LRSD's programs in closing the achievement gap. -25- - -- - - --- - ---- ------------~ - However, the district court's responsibility is to obtain the necessary assurance that LRSD is complying with the terms of the consent decree, not to independently assess whether those terms are effective. The parties agreed to annual program assessments by administrators and teachers, not to a pennanently embedded institutional structure of reviewing experts chosen by the district court. The introduction of the impossibly subjective "deeply.embedded" requirement, viewed in ligfit of the district court's lack of restraint to date in redefining the program assessment requirements in subparts A and B and micro-managing LRSD' s compliance team, raises the specter that the district court intends to retain control of LRSD's efforts to close the achievement gap regardless of whether LRSD meets the terms agreed to by the parties. No matter how much the district court believed that the new terms in the 2004 Remedy would make an "improvement ... in effectuating the decree's goalO" of closing the achievement gap, a laudable motive, the district court simply "may not replace the terms of a consent decree with its own." New York Times Co., 196 F.3d at 78 (quotation omitted). For these reasons, I would find that - the district court abused its discretion in imposing the 2004 Remedy. Finally, I recognize that LRSD already has invested a substantial amount of the effort and expense needed to meet the requirements of the 2004 Remedy. At thispoint, vacatingthe 2004 Remedy in its entirety and remanding to the district court to impose a new remedy might actually set back LRSD' s efforts to attain unitary status. Therefore, I would instruct the district court to order LRSD to complete the eight "step 2" evaluations as called for in the 2004 Remedy, but I would also instruct the district court to analyze those eight evaluations under the standards set forth in subparts A and B of the 2002 R.emedy. Specifically, the evaluation reports individually would need to meet the standards of a "program assessment," rather than an "evaluation," as defined ante at9-1 0; LRSD would have to show that it used "all of th[ e] available data and information in assessing the effectiveness of those programs" as required by subpart A, meaning that the in-depth data gathered in the "step 2" evaluations would -26- 1 . be put to good use; and continued compliance with the written record requirements specified in subpart B of the 2002 Remedy would supplant the unworkably subjective "deeply embedded" standard created out.of whole cloth in the 2004 Remedy. The detailed personnel requirements imposed on LRSD would be vacated. Such a modification of the 2004 Remedy.would restore the standards agreed to by the parties without OlSIUpting the substantial compliance efforts LRSD has undertaken to date with respect to that remedy . . Accordingly, I respectfully dissent from the Court's decision to uphold the 2004 Remedy and would modify the 2004 Remedy as discussed. -27- _,u,,.ai .::t:J~ 4 ' ,j' U"'rl JVHN W WALKER PA NO.152 P. 2/ 10 .~ 4:82-<::V-00866-WRW Document 4024 Filed 06/28/2006 Page 1 of 2 IN nm UNITBD STATF.s DJSTlUCT COURT EASTRi.~DlS'f&AICT OP. APJ"-,.ANSAS ~'E.-:."T&.i.~ DIVISION LttrI.E ROCK SCHOOL DISTRICT v. CASE NO. 4:82CV00866 WRW PULASKI COUNTY SPECIAL SCHOOL DJSTRICI' NO. 1. ET AL MRS. LORENE JOSHUA. ET AL KATHFJUNE KNIGHT, ET AL PLAINTIFF DEFENDANTS lNTERVENORS INTERVENORS BF..ffllNSE IQ CQJJBT PIBEC'JlYi OF JUNE 21, 20Q6 The Com:t directed. Joshua to submit a statement in support of it$ tequest for a bearing by u,day. JO&hna submits the attached Affidavit of Ms. Joy Spnll&C% in support of its motion and request for a hearm,. - Respectfully submittoo, /s/Jobn W. W!!ke{ Robert Pressman, Mass Bar No. 405900 John W. Walker, AR Bar No. 64046 221.ocustA"VCDUC JOHN W. WAL~ PA I exingtan, MA 02421 1723 Broadway (781) 86?-.19SS Little Rock. Arkansas 72206 (501) ~74-~75& (SO!) 374-4187 (Fu) JUI'!, c:ts. c:= 4; ,:j4t-'M JVHN W WALKER P A N0.152 P. 3/10 case 4;82-CV-00866-WRW Document 4024 Filed 06128/2006 Page 2 of 2 CERTIFICATE OF SERVICE I hereby certify tbat OD this_ day of ______ 2006, I electronically filed tbe fmegoing with the Clcn of Court using the CMIECF SystcDi, which shall send notification to all counsel associated with this case and who .are registered with the system and by othet means to the unn,gistered pc2'SODS listed below. Clayr.on R. Blackstock Mitd2ell, BJacbtoct. Baines. Wapitt, Ivers & Sneddon, PU.C 1010 West Thud Street Post Office Box 1S10 Little Rock, All 72203-1S10 Noanm J. Chachkin NAACP ~iol Dd~se & ~..:.0-..al Fund, h:c. 99 Hudson Sir~ ft . ,l'AA, .)Wfe LOUU New York. 1,n 10013 Timothy Gerard Gauger Arkansas Attomey 0eoen1~s Office ~-Pricn Tower Building 323 Center Street Suitc200 Little Rock. .AR 72201-2610 James M. Llewellyn, Jr. Thomp500 & Lle~llyn, P.A. 412 Sooth Eiglttffl!th Stmet P~t Qffi~ Box 818 IN !HE UNITED STATES DISTRICT COURT EAST~ Ul:SlRICI OF ARKANSAS WESTERN DIVISION Ll'!'l'.LE ROCK SCHOOL DISTRJCT PULASKI COUNTY SPECIAL SCHOOL, ET AL. MRS. LOP.ENE JOSHU--6.., ET .AL KATdERINE W. KNIGHT, ET AL. CASE NO.04:82c'V00869WRWIJTR AFFIDA VII Ql lQY SPRINGER ' ,-. Comes now me afrumt, Joy Spri.n. ger~w ho states under oath: N0.152 P.4/10 PLAINTIFF DEFENDANiS INTERVENORS 1. My name i.s Joy Springer and I have been assisn,:d by counsel for the Joshua Intervenoxs to monitor the Little Roek School District's compliance with the court's order of June 30, 2004 (later referred to as the Compliance Remedy). .?... T-h -~:-.1w. . n.r evinu.d.v, !!ubm.itted affidavits herein indicatin2- that l have a two lnchelors ' . degrees, one in ~ Business and the other in Elementary Education. I have a Mamrs degree in Education Administration from UALR. I have monitored the district's compliance with its various commitments in this case for the past 15 years. 3. r have been.regularly monitoring program evaluati cornpliance before and especially s-.nce the court's order of June 30) 2004. My .monitoring has involved the following activiues: l .JUl~ .::.t:1.<::.~b 4 ' d::>t-'1'1 JOHN W WALKER P A N0.152 P.5/ 10 a) attendance at meetings when given notice by the LRSD on the subject of program evaiuati.ons; b) conveISations with PRE staff, the ODM and CREP headed by Dr. Steven Ross; c) review of PRE' s quarterly reports regar~ the compliance remedy; e) conversations with board members; f) discussions with teachers and administrators; and g) discussions with counsel for Joshua, John W. Walker and Robert Pressman, regarding the program assessment and evaluation in the LRSD. 4. I have rcgulatly bought to the attention of the PRE, in the presence of ODM, what I understood to be a court directive, that program assessment be comprehensive, fo<..-used and deeply embedded into the district's curriculum and instruction programs. 5. In my wol'k. I have had 311 occasion to review district publi~ons which report activities underway with respect to professional development. I observed that professional development in the area of program assessments and evaluations has not been and is not now a high priority for the district. This is dcmons1rafed. for cxm:npl~, by the district's professional d.eveloP""-t c .. lendar fur the y~rs 2004-2005. The first mention by LRSD in the periodic reports required by the court remedy of the offering of professional development for district staff on program assessment and evaluation occurs in the sixth report citing an event of April 18-20, 2006? approximately three weeks lx,fore the end of the second school year addressed in the ccrmplienc~ remedy f 11nd ::.l'!l-,sr two years after entry of the remedy]. Moreover, while the LRSD in the quarterly report to the court dated June 1, 2006 alludes to this training [at 3], ~en for tbose 2 JUN.28.2006 4:35PM JOHN W WALKER PA NO.152 P.6/ 10 dates. it de~ net m-?.f-l"n. the nnmher of -S'tm wbo received professional developmem with ?CSpect to embedding program assessment and evaluation into the district' .s cmricu1um. This leads me to believe that relatively few staff have received professional development in. the area. 6. It is further noted that the use of questionnaires, which the Court upected (Page 62, Fcotnote39 oft~ C.ompMnee Remedy) to be apart of the comprehensive assessment process will not be uudertami until tbe fall of 2006. Compare Compliance Report March 1. 2006 at 3 with Compliance Report of June 1, 2006 at 3. (Use of questioanaire postpOned) 7. I have further observed that the PRE contemplated the use of a "data warehouse: to eith_"'!' supplant or complement the use of the portfolio assessment for embedding the comp1~\ei:isivt asse5:,,1ue:ut prveess in.to the in..'"tr.z...."tion :programs. LP.SD Complinnc--" Report March 1, 2006 at 3. It is uncertain this data base will be readily available for the PRE' s use. {Interview with Dr. De.Jamette on June 13, 2006] This eventuality will frustrate the court's - req,Ji.-rem.em: that the difflict have a PRE department in the foreseeable future that would oversee the 2.7.1 program msessment/evaluation process (Ptige 68, of tho Compliance Remedy). 3. Various factors suggest that the vision of the cU1Tent administration of the LRSD de~ the importance of PRE and the compliance remedy. Before March, 2005, PRE ~ed m~Jy ti) the Suy_,erintendent. The purpose of that was to ensure that district staff would reali.u the importance of the compliance remedy ordered by the Court.. Jn March 2005, Dr. to sui,ervise PRE. Theresfter, Dr. Roberts and Dr. Brooks imposed additional responsibilities u,ron PRE that diminish the ability of the PRE staff to make the compliance remedy their major foCU!. These responsibilities :included the pteparation school improvement plans for a. lqe 3 JUN.G~-2006 4:35PM JOHN W WALKER PA N0.152 P.7/10 nmn~er of schools as wen at- developing and cmying out surveys required as part of the school i.wptovemem effort. I un.de::r.:m-:f "PP.E's m~j~r fucu~ to relate to the devising of a comprehensive assessment process, the carrying out of required assessments and evaln.a.ti.ons, and the emberlding of a comprehensive assessment process in LRSD s cmriculum and instruction program. 9. Int.he two years post decree Joshua monitoring, to my observation. Dr .. Olivine Robar.s has seldom been present at PRE meetings to which Joshua was given notice. The first meeting I recall her to be present was on April 18, 2006. I have never seen LR.SD Superintendent Dr. Roy Brooks at a PRE meeting. I am not aware of any writings that Dr. Brooks hM made with respect to PRE and program assessment/evaluation. 10. A.!?.at..hereY""'"le of the district's de-emphasizing the importance of the PRE was reflected during evaluation team meetings. For the 2005-2006 Step 2 evaluations, district participation COllSisted. for the most part, of only members from PRE and the outside evaluators. - ~ the comparable 2004-2005 meetings, there was relatively active participation by other ,Hqn,,;ct st!tf who h~ the respo~~;hiJity of actually implementing the programs being ~aluated. 11. A third example of PRE's diminished importance by the district is the failure of the district to maintain a strong PRE staff. The 1,'esting Coordinator of the PRE, Ms. Yvette Dillingham_ left the district l)rior to the beginning of the 2005-2006 school year after having her contto....ct 1H"';";cJu.d from ! 1 month!i: tc:, 10 months as a result of the district's ''reorganization." Almost six months later, the district later hired a replacement Testina Coordinator (November, 2006, Mr. Arthur Olds).[Compllimce Report March 1, 2006] He resigned after approximately 3 months on thcjob.[Compliance Report June 1, 2006 at 3] The Testing Coordinator's position has not been nllet:f. Tt is my understanding that one of PREs statisticians, Dr. Ed Williams, has 4. .Jun .:.cs. <::.~IOo 4 ; .:!bl"rl J VHN W WRLKER P A N0.152 P.8/ 10 ~...c:l =gr.e1 tru: .orlrlP.tl ~onsibilities of the Testing Coordinator. In checking the district's website for jub vacancies, the Te.,~ COO?dinator positinn has not been posted as of June 15, 2006. 12. On Tuesday, June 13, 2006, I met with members of PRE and Gene Jones of the ODM at t,"" Tn~..t ctfonal ~~ouree Cent.er (IRC) of the LRSD. The puxposc of the meetini was for PRE staff to update Joahua and the ODM regarding the mtm~ nfthe Arkansas Department of Education (ADE) providing the neeessary test data for the Step 2 evalu:rtiom due on October ! , 2006. PRE Director, Or. DeJamette reported that the timing of ADE's provision of the data wo!!ld be SY~.h thst m extension of the date for submitting the Step 2 Evaluations would likely be needed. Dr. DeJamettc stated that she would provide the necessary information to the lSD counsel for the fi1ina of a Motion for Extension of Time of the October 1, 2006 deadline. While at this meeting, I inquired regarding the status of the district embedding the assessment process - into its cumculum and ins1ruction programs. I learned that members of PRE were not sure that they would have liberal access to the "data warehouse" in fonnulating future assessments/ evaluations of the programs referenced in 2. 7 .1. Based upon this commumcation and inf0tlll8tion. comaincd in paragraphs 5.6, 8, 9, 10 and 11, supra, I communicated to the LRSD's PR P. :miff members and the ODM representative. Ocnc Jones, that because the district was not in compliance in "embedding program assessments" into its cumculum and instruction programs . as contemplated by the Compliance Remedy, Joshua would bring these matters to the attention of the Court for review and appropriate relief. 13. I am informed that ODM staff has ~ommunicated similar reservations to the LRSD' s PRE staff JUt'i.C:l:S.<:::~ 4'::lbl-'M JUHN W WALKER P A N0.152 P.9/ 10 14. Foll~ inf'ormini l)r. ne.Jamette, .PRE Dl!ector, that Joshua would invoke the and Dr. Olivine Roberts sought a meeting with ODM to explain its activities and intentions regarding the PRE. They met with Mr. Jones thereafter. It is noteWOrthy that they did not io.lu.de Pll Oireetm- Oe.Ta.mette in the meeting. Although I have repeatedly 8$k.ed that Joshua be fully involved in these discussions. the district chose t~ involve only ODM 15. I am of the view that the LRSD h3s continued to violate the letter and spirit of the court's order of June 30. 2004 in the matters set forth above and in other respects that will likely be disclosed during a hearing. For example. it appears to me that Dr. DcJamettc is no longer involved in PRE decisions. She bas indic31'Cd as much during our meetings. It also appears that LRSD has no definitive plan for the USe of "assessments'' being geuer.itcd by the Compass Leaming programs. Furdlermore, the school district's adxninistration bas not acted in keeping - Joshua and the court informed through timely reports., of tbe necessity for more time. and for modification of the schedule for finalizing the Sep 2 evaluatiOrtS which are on October 1, 2006. In this respect, on June 13, 2006, the Arkansas Department of Education (ADE) did not have the data expected for use by the experts for completion of their evaluations and assessments. The district has yet to request relief from the court which appears to be warranted by the ADE's fmlurc to provide the n~my data. Afflant saith nothing further; 6 JUl'i. a:,,~ 4; ~bl-'M JUHN W WALKER P A STATE OF AR.KANSAS) COUNTY OF ILYt1vJt.t \ 7 N0.152 P.10/10 ..,...,,,.c.o.c.t:iO<Jo <-+,::1<-+r-11 JVMl'i W WHLKt.1-< t-' A N0.152 P.1/ 10 JOHN W. WALKER, P.A. Attorney at Law 17:15 .Broadway Little Rock, Arkansas 72206 Telephone (SOJ) 374-3758 Fax (501) 374-4187 FAX TRANSMJSSIO]S COVER SHEET Dat~: June 28 ,2006 To: GeneJones Fa.x: 371-0100 Re: LRSD Sende: John W. Walker YOU SHOULD RECEIVE ( (including cover sheet)] PAGE(S}, INCLUDING THIS COVF;R SHEEI'. IF YOU DO NOT RECEIVE.A.LL THE PA.GES, PLEA.SE CALL ''<(S01) 374-3758>" Theinfonnationcourainedinthisfac:similemessageisattorneyprivilegcd.andconfidemialinfonnationintended only for the use of the individual or entity named above. Iftbe r This project was supported in part by a Digitizing Hidden Special Collections and Archives project grant from The Andrew W. Mellon Foundation and Council on Library and Information Resources.</dcterms_description>
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