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<dcterms_description>Court filings: District Court, motion to extend time; District Court, Joshua intervenors' response to motion for extension of time and motion for Little Rock School District (LRSD) to show cause; District Court, notice of filing, Arkansas Department of Education (ADE) project management tool; District Court, two orders; Court of Appeals, ruling; District Court, notice of filing, Office of Desegregation Management report, ''Update on the Status of the PCSSD's Implementation of Plan 2000''; District Court, notice of filing, Arkansas Department of Education (ADE) project management tool This transcript was create using Optical Character Recognition (OCR) and may contain some errors. lllcc,~ IN THE UNITED STATES DISTRICT COURT JIL CO EASTERN DISTRICT OF ARKANSAS J. 8 2006 WESTERN DIVISION tr; ~F!/Ct o, 11011 M01111t:J,,.,._ LITTLE ROCK SCHOOL DISTRICT PLA~ V. LR-C:-82-866 PULASKI COUNTY SPECIAL SCHOOL DISTRICT NO. 1, ET AL DEFENDANTS MOTION TO EXTEND TIME For its Motion, Plaintiff Little Rock School District (LRSD) states: 1. In accordance with the June 30, 2004,Compliance Remedy in this case, LRSD has engaged experts to prepare four Step 2 program evaluations for the 2005- 06 school year. The progress of those evaluations has been reported to the Court and the parties in quarterly updates filed by LRSD, the most recent of which was filed on June 1, 2006. The evaluations are due to the Court on October 1, 2006. 2. Three of the four Step 2 program evaluations, A+, 21 st Century Community Learning Centers, and Read 180, cannot be completed without an electronic file of individual student results from the benchmark examinations administered by the State of Arkansas for the 2005-06 school year. The benchmark examination results are not yet available and will not be available until late July or early August. LRSD's Planning, Research, and Evaluation Department (PRE) will require approximately two weeks to find and correct errors in the data set, once the data is received by PRE. 3. The fourth Step 2 program evaluation, Pre-K Literacy, requires data from the Qualls Early Learning Inventory (QELI), which has also been delayed. NORMES, which contracts with the Arkansas Department of Education to store and facilitate access to test data, originally projected posting the QELI data in early July. NORMES recently announced that the posting has been delayed due to over 15,000 missing numbers and names. PRE now expects to provide the QELI database to Dr. Ross by early August. 4. Dr. Steve Ross and Dr. James Catterall, the experts hired by LRSD to conduct the four Step 2 program evaluations, estimate that they will be able to deliver draft program evaluations within six to eight weeks after receiving the benchmark and QELI data. The draft evaluations must then be reviewed and finalized in accordance with LRSD' s evaluation policy. Letters from Dr. Ross, Dr. Catterall and Dr. DeJamette explaining the need for more time are attached to this Motion. 5. The requested extension of time is necessary to ensure the delivery of useful program evaluations which will fulfill the purposes of the compliance remedy. The requested extension of time will not delay any decisions about whether to 2 continue, expand, modify or discontinue programs. Those decisions will be made in the Spring and will be effective for the 2007-08 school year. 6. LRSD has contacted counsel for the Joshua Intervenors concerning this Motion and was informed that the Joshua Intervenors would like to take additional time to consider their response. WHEREFORE, for the reasons set forth above and in the attached letters from Dr. Ross, Dr. Catterall and Dr. DeJamette, Plaintiff Little Rock School District requests an extension of the time within which it must file Draft Step 2 program evaluations for the 2005-06 school year to and including October 15, 2006, and an extension of the time within which it must file final Step 2 program evaluations to and including November 17, 2006. Respectfully submitted, LITTLE ROCK SCHOOL DISTRICT FRIDAY, ELDREDGE & CLARK . Christopher Heller (Ark. Bar No. 81083) 400 West Capitol Avenue, Suite 2000 Little Rock, AR 72201 5011376-2011 Isl Christopher Heller 3 CERTIFICATE OF'SERVICE I certify that on July 18, 2006, I have electronically filed the foregoing with the Clerk of the Court using the CM/ECF system, which shall send notification of such filing to the following: mark.hagerneier@ag.state.ar.us sjones@mwsgw.com sjones@jlj.com johnwalkeratty@aol.com and mailed by U.S. regular mail to the following addresses: Gene Jones Office of Desegregation Monitoring 1 Union National Plaza 124 W. Capitol, Suite 1895 Little Rock, AR 72201 Mr. Clayton Blackstock Mr: Mark Burnett 1010 W. Third Street Little Rock, AR 72201 Judge J. Thomas Ray U.S. District Courthouse 600 West Capitol A venue, Suite 149 Little Rock, AR 72201 Isl Christopher Heller 4- JUL.25.2006 4:56PM JOHN W WALKER p A N0.473 P.2 Case 4:82.cv-00866-WRW Document 4032 Flied 07/25/2006 Page 1 of 6 IN nm UNUED STATES DIS'IRICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DMSION LITILE ROCK SCHOOL DISTRICT CASE NO. 4:82CV866WRW/JTR PULASKICOUNTYSPECIALSCHOOL . DISTRICT, ET AL. MRS. LORENE JOSHUA, ET AL. KATHERINE WRIGHT KNIGHT, ET AL. PLAINTIFF DEFENDANTS lNTERVENORS INTERVENORS JOSHUA INTERVENORS RESPONSE TO MOTION FOR EXTENSION OF TIME AND MOTION FOR. LRSD To SHQW CAUSE Come now the Joshua Intcrvenors who respectfully oppose the little Rock School District Motion to Extend Time and Motion For LRSD To Show Cause. On July 19, 2006, the court directed counsel for the Joshua Intervenors to promptly respond to the LR.SD s Motion for Extension of Time in which to file its Step 2 evaluations with the court now due Cl1 October 1, 2006. Three reasons ~ set forth by LRSD counsel: a) test data from the Arkansas Department of Education (ADE) will not be available for expert use prior to late July, 2006 with respect to three of the four programs beini evaluated; b) test data from the ADE regarding the fourth program will not be available until early August; and c) after receipt of the describ~ data, experts Drs. Ro$ and Catterall will need betWecn six and eight weeks 1D prepare their draft repo~. Joshua opposes the LRSD s Motion for Extension of Time. 1oslma also submits that the LRSD Superintc:odent, Roy Brooks, and the IRSD as an entity, are in i. - --- - - - JUL.~~.Z006 4=56PM JOHN W WALKER PA N0.473 P.3 Case 4:82-cv-00866--WRW Document 4032 Filed 07/2512006 Page 2 of 6 contempt of court for violating ex.press and implicit directives of the court. Joshua submit, the following additional reasons for their request for Hearing filed June 21, 2006 and for the district to be required to show cause. 1. The court s attention is directed to thr.ee previol.1$ orders which it entered: a) Order dated May 21, 1993; b) Order dated June 30, 2004; and c) Order dated November 29", 2005. 2. In the Order dated May 21, 1993. the cou:tt compelled the LR.SD to consult with Joshua prior to making desegregation plan altercations. The compliance remedy constitutes an express des~egation plan obligation. Joshua contends that LRSD senior administrators Superintendent Roy Brooks, Deputy Superintendent Hugh Hattabaugh, and Associate Superintendent Olivine Roberts have directed the PRE staff on many occasions to have no cont.act with Joshua reguding PRE compliance remedy activities. The Superintendent s directive t.O the PRE Director Deiamette and hCl' staff was to thwart Joshua s ability to oblain infonnation. In makini known his intention not t.O allow substantive Joshua participation in the evaluation process, on information and belief, Dr. Roy Brocic.s dizcctly threatened to tcrmiDate the employment of Dr. DeJamcttc and her three statisticians if they collaborated and/or communicated with Joshua. He did this on more than one occasion. 3. The above stated LRSD senior officials have refused. to consult with Joshua insofar as the directed evaluation and assessIJ1ell.t process are concerned. This is in contrast to their regular consultations with the ODM monitors. 4. Joshua has souiht to obtain information about PR.E activity regarding plan ,implementation. When information has been requested by Joshua, LRSD has dela}'Cd the production of such information. On the other hand, when ODM requests certain data, UpOn 2 JUL ,25 . 2006 4 : 56PM JOHN W WALKER p A N0. 473 P.4 Case 4:82-cv-00866-WRW Document 4032 Filed 07/25/2006 Page 3 of 6 - infonnation and belief: it is provided to the ODM without delay. In order to secure information in a timely fashiou, Joshua counsel began requesting infonnation through use of the Arkansas Freedom of Information Act (AF OJA). This was done not because of any litigation concept, but rather to be sure that information believed to be necessary to Joshua s monitoring function -was provided. On information and belie~ PRE staff has indicated !hat it would provide the information requested by Joshua but LRSD senior ~strators, acting on advice of counsel, have refuse to allow it. S. The court s compliance remedy of June 30, 2004 sets forth in a very specific manner LRSD s charged duties regarding its desegregation obligations. See Section 2. 7 and 2. 7. l of LRSD s 1998 Education Plan. The obligation of the district is to assess/evaluate kt; programs pursuant to Section 2. 7 designed to improve and remediate the academic achievement of African American students. The court further directed that the LRSD prepare Step 2 evaluations of key - 2. 7 programs. The LRSD s commitment was to take appropriate action in the form of either modifyina how the program is implemented or replacing the program. During an evaluation team meeting on or about April 18, 2006, the senior administrators of LRSD did not indicate that any of the alleged key programs evaluated for the 2004-200S school year \Wuld be replaced or discontinued. However, on information and belief, the LRSD, through Associate Superintendent Olivine Roberts, has indicated that the programs previously evaluated in compliance with the Court s order and those cUII"ently being evaluated are not key programs. She has subsequently implemented nine new programs which she has identified as being key. One of the programs has , been assessed by PRE. If the propms previously evaluated or those currently being evaluated are not key programs, then this is another example of LRSD s noncompliance with the court s 3 - - - - --- JOHN W WALKER PA Case 4:82-cv-00866-WRW Document 4032 Filed 07/25/2006 N0.473 P.S Page 4 of 6 order of June 30, 2004. It is important to note that the evaluation tasks ordered by the Court, or for that pUipose any programs undertake.n by the district are necessarily hampered by the unavailability of a competent database. 6. The court s June 30111 Order directed LRSD to permanently embed a comprehensive assessment process into its curriculum and ins~tion program. To that end. LRSD, on the initiative of Dr._ DeJamette, engaged Dr. Victoria Bernhardt as an expert. Her work and that of PRE have been and are being impeded by deficient, incompetent data from the I.RSD. This is due to LRSD s refusal to make the necessary financial commitment to obtain the necessary da1a base for Dr. Bernhard and PRE to perform their assessment and evaluation tasks. As of this date, LRSD is unable to make assessments or evaluations of key 2.7 programs whatever they are! LR.SD thus remains recalcitrant and resistive to appropriate professional implementation of the court c1irted re?11edy. Joshua notes again that the senior adminfar:rators ofLRSD continually - seek to undercut the court ordered compliance ~y. 7. The Order of November 29, 2005 required the LRSD to promptly inform the court and parties when it learns that the final evaluation reports may be delayed for any reasun. Joshua. as well as LRSD counsel, learned on June 13, 2006 that the LRSD could not meet eJCPected deadlines for filing Step 2 evaluations. Rather than request an extension of time as directed by the court, LRSD filed a status report on Jwie 28, 2006. See initial letters from the experts which are appended to the LRSD motion for extensiai of time. It is obvious that LRSD implored those letter writers to renew and slightly change the wording in their one month earlier , coirespondencc. See also the July letters from. the experts attached to the Motion for Extension ofTime. 4 ------- Case 4:82-cv-00866-WRW Document 4032 Filed 07/25/2006 N0.473 P.6 Page 5 of 6 8. Joshua submits that LR.SD s waiting for more than a month to inmrm the court that it needed an extension of time for the filing of required evaluations amounts to contempt of court. 9. The court is essentially faced with the same situation this year that it was faced with lastyeazwhen the court posed five questions to the LRSD. The answers ofLRSDare essentially the same now as then. This makes LRSD s conduct more deliberate and its .implementation evasive, dciiant_and in bad faith. WHEREFORE, Joshua respectfully requests that the Court enter an Order setting a bearing for LR.SD to show cause why it should not be held. in contempt of the previous court orders. Joshua further requests that the senior administrator, of LRSD be required to show cause why they should not be held in Contempt of Colin. Joshla request that the hearing on thi; motion be prompt, i.e., within the next two weeks. Respectfully submitted, /s/Jobn W. Walke,r __________ ___.John W. Walker, P.A. 1723 Broadway Little Rock, Arkansas 72206 S0l-374-3758 501-3744187 (fax) Email: jo!,nwalkeratty@aol.com Robert Pressman 22 Locust Avenue Lexington, MA 02421 CERTIFlCATE OF SERVICE I do hereby certify that on this 2si11 day of July, 2006 the follCJWini motion has been filed using the CM/ECF system which will send notification of such filing to all counsel of record. /s/Jobn W. WalJss: s JUL. ,:::, . a::Mb 4: !::>!:>1-'M JOHN W WALKER PA Date: To: F<1X: Re: N0.473 JOHN W. WALKER, P.A. Artomey at Law 1723 Ero-adway Little Rock, Arkansas 72206 Telephone (501) J7.:f-3i58 Fax (501) 374-4187 FAX TRANSMISSION COVER SHEET '( {)6"' b BO~ OM - Jf)1ra ti~ I -371.-t:J /1)0 P.1 Sender: J; /w, tJa.i /ur YOU SHOULD RECEIVE [_ _ (.including cover sheet)] PAGE(S), INCLUDING THIS COVER SHEET. IF YOU DO NOT RECEIV$ ALL THE PAGES, PLEASE CALL "<(501)"374-3758>" ---- - - --- The infonnation contained in this facsimile message is attomey privileged and confldenrinl inform~oo intended only for the use of the individual or entity named above. If the reader of this message is not rhe intended recipient, or the employee or agent responsible to deliver it ro the intended rei;ipienr, you nl'e hereby notified that any dissemination, distribution or copying oftbis communication is strictly prohibited. !fyou. have received mis communication in.error, please immediate notify us by teleptlone, and remm the original message ro us at the above address via the U.S. Post.ii Service. Thanlc you. IN THE UNITED STA TES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DIVISION RECEIVED JUL 2 8 2006 LITTLE ROCK SCHOOL DISTRICT, ET AL V. PULASKI COUNTY SPECIAL SCHOOL DISTRICT, ET AL MRS. LORENE JOSHUA, ET AL KATHERINE W. KNIGHT, ET AL NO. LR-C-82-866 WRW OfflCEOF PLAINTIFnisEGREGATION ; oNITORING DEFENDANTS INTERVENOR$ INTERVENORS ADE'S PROJECT MANAGEMENT TOOL In compliance with the Court's Order of December 10, 1993, the Arkansas Department of Education (ADE) submits the following Project Management Tool to the parties and the Court. This document describes the progress the ADE has made since March 15, 1994, in complying with provisions of the Implementation Plan and itemizes the ADE's progress against timelines presented in the Plan. IMPLEMENTATION PHASE ACTIVITY I. FINANCIAL OBLIGATIONS A. Use the previous year's three quarter average daily membership to calculate MFPA (State Equalization) for the current school year. 1. Projected Ending Date Last day of each month, August- June. 2. Actual as of July 31, 2006 B. Include all Magnet students in the resident District's average daily membership for calculation. 1. Projected Ending Date Last day of each month, August - June. I. FINANCIAL OBLIGATIONS (Continued) B. Include all Magnet students in the resident District's average daily membership for calculation. (Continued) 2. Actual as of July 31, 2006 C. Process and distribute State MFPA. D. 1. Projected Ending Date Last day of each month, August - June. 2. Actual as of July 31, 2006 W'4fiHMW@fflfiltst1MfaffMffi'tRMkiWW :~<>:....';: ...... ., ' ~ . : ' ; :: ~ ~ l ' ... ._. . . ' - .~ ~ .:' ; I .... ' . ~-' ~ - - . . ' -.H, .... ,--,.. ' - ' '~ ri~=~ i::t:r;-:1:~::- :- \~t;;:,..=-:::-"j -!.(.:.;_~\.:~ ~-::;. ;:: r-1 1:. --:=.:T:t)fG..-- . - ,. ~:~ ~ ~~ ;- ,, '/~-~ ,.. ~ , . ~~!'~~:~-;-,-.} .~~: --?) ~ ,:,,:,>: ~~~ - ~:.J71 ,J_:~~._;~!}L~ Determine the number of Magnet students residing in each District and attending a Magnet School. 1. Projected Ending Date Last day of each month, August - June. 2. Actual as of July 31, 2006 E. Desegregation Staff Attorney reports the Magnet Operational Charge to the Fiscal Services Office. 1. Projected Ending Date Ongoing, as ordered.by th&Court IN THE UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS LITTLE ROCK DIVISION LITTLE ROCK SCHOOL DISTRICT V. No. 4:82CV00866 WRW/JTR PULASKI COUNTY SPECIAL SCHOOL DISTRICT NO. 1, ET AL. MRS. LORENE JOSHUA, ET AL. KATHERINE KNIGHT, ET AL. RECEIVED AUG _2_- 2006 OFFICE OF DESEGREGATION MONITORING ORDER PLAINTIFF DEFENDANTS INTERVENORS INTERVENORS With considerable reluctance, LRSD's Motion for Extension of Time (Doc. No. 4029) is GRANTED. It appears to me that the delay is occasioned by a third party which is not a party to this litigation. I find this frustrating, but I do not believe I have authority to enjoin the third party to move more expeditiously -- even if a hearing revealed that its delay is not based upon good cause. IT IS SO ORDERED this 1st day of August, 2006. Isl Wm. R.Wilson,Jr. UNITED STATES DISTRICT JUDGE e . . IN THE UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS LITTLE ROCK DIVISION LITTLE ROCK SCHOOL DISTRICT V. No. 4:82CV00866 WRWIJTR PULASKI COUNTY SPECIAL SCHOOL RECEIVED DISTRICT NO. 1, ET AL. MRS. LORENE JOSHUA, ET AL. AUG 2 - 2006 KATHERINE KNIGHT, ET AL. OFFICE OF DESEGREGATION MOHITOffiNG ORDER PLAINTIFF DEFENDANTS INTERVENORS INTERVENORS Joshua's Motion for a Hearing and Motion for LRSD to Show Cause (Doc. No. 4018) are DENIED for the time being. According to Joshua's allegations, the lawyer's for LRSD have failed confer with Joshua's lawyers even after requests for consultation. I make no finding on this allegation, but in the interest of keeping this case on track I direct that counsel for both parties "meet and confer" forthwith, with a representative or representatives of the ODM present. Concerns of Joshua's counsel should be fully aired at this meeting. If the lawyers for these parties cannot agree upon a "meet and confer'' date, time, and place, they are directed to advise me by fax-letter no later than 5 p.m., this Friday, August 4, 2006. In other words, the date, time, and place is to be agreed upon before 5 p.m. this Friday. The "meet and confer'' session(s) should be held soon thereafter. The ODM should report to me as soon as reasonably possible after the "meet and confer'' session(s). IT IS SO ORDERED this 1st day of August, 2006. Isl Wm. R.Wilson Jr: UNITED STATES DISTRICT JUDGE .. Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 1 of 28 United States Court of Appealf - - . FILED ::.--: EAsT U.S. DISTRICT COURT FOR THE EIGHTH CIRCUIT ERH DISTRICT ARKANSAS Allf, IO 2006 No. 04-2923 -~MES W.~3; CLERK Little Rock School District, Plaintiff/ Appellant, Lorene Joshua; Leslie Joshua; Stacy Joshua; Wayne Joshua, v. Intervenor Plaintiffs/ Appellees, * * * * * * * * * * * Appeal from the United States * District Court for the North Little Rock School District; * Eastern District of Arkansas. Pulaski County Special School District; * State of Arkansas, * Defendants. Dale Charles; Robert L. Brown, Sr.; Gwen Hevey Jackson; Diane Davis; Raymond Frazier, Plaintiffs, V. Pulaski County Board of Education; Patricia Gee, Individually and in her Official .Capacity as a Merribei'ofthe Board of Education of the Little Rock * * * * * * * * * * * * * * DEPCLERK I I I I / Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 2 of 28 School District, A Public Body; George * Cannon, Dr. Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; * Katherine Mitchell, Dr., Individually * and in her Official Capacity as a * Member of the Board of Education of * the Little Rock School District, A Public * Body; W. D. Hamilton, also known as * Bill Hamilton, Individually and in his * Official Capacity as a Member of the * Board of Education of the Little Rock * School District, A Public Body; Cecil * Bailey, Individually and in his Official * Capacity as a Member of the Pulaski * County Board of Education a Public * Corporate; Thomas Broughton, * Individually and in his Official Capacity * as a member of the Pulaski County * Board of Education, a Public Corporate; * Martin Zoldessy, Dr., Individually and . . * in his Official Capacity as a member of * the Pulaski County Board of Education, * a Public Corporate, * Defendants. * * Submitted: April 12, 2005 Filed: June 26, 2006 Before WOLLMAN, HEANEY, and GRUENDER, Circuit Judges. WOLLMAN, Circuit Judge. -2- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 3 of 28 The Little Rock School District(LRSDfapp:e,a, from the district court' s1 denial of its request for unitary (status. We affinn. ' I. LRSD has been involved in federal desegregation litigation since 1956; the present phase of this case commenced in 1982. See Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist. No. 1, 778 F.2d 404 (8th Cir. 1985) (en bane); see also Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist. No. I, 921 F.2d 1371, 13 76-83 (8th Cir. 1990) ( chronicling litigation history); Polly J. Price, The Little Rock School Desegregation Cases in Richard Arnold's Court, 58 Ark. L. Rev. 611, 622-47 (2005). In 1989, the district court approved an interdistrict settlement plan (1989 Settlement), which specified that the district court would supervise the remedial desegregation efforts ofLRSD and two neighboring school districts. We ordered the creation of the Office of Desegregation Monitoring (ODM) to assist the district court in its supervision. See Little Rock Sch. Dist. v. Pulaski County, 921 F.2d at 1388, - 1394. By 1996, it had become apparent to the parties and the di_strict court that LRSD would be unable to meet the terms of the 1989 Settlement. At the suggestion of the district court, LRSD and Lorene Joshua (Joshua), the class representative for all African-American students enrolled in LRSD and the two neighboring districts, entered into negotiations to modify LRSD's obligations. The fruit of these negotiations was the Revised Desegregation and Education Plan (Revised Plan), which the district court approved in 1998. It was agreed _that if LRSD substantially complied with the terms of the Revised Plan, it would be declared unitary at the conclusion of the 2000-200 I school year. The Revised Plan required Joshua to submit any unresolved compliance issues to the ODM for facilitation of an agreement. 1The Honorable William R. Wilson, Jr., United States District Judge for the Eastern District of Arkansas. -3- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 4 of 28 Revised Plan 8.2.4. If the ODM could not resolve the issue "after good faith attempts at facilitation," Joshua could seek resolution of the issue with the district court. Id. 8.2.5. In 2002, the district court granted LRSD partial unitary status, finding that it had complied with all but section 2. 7 .1 of the Revised Plan. Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist., 237 F. Supp. 2d 988, 1089 (E.D. Ark. 2002). Section 2.7.1 provided that: LRSD shall assess the academic programs implemented pursuant to Section 2.7 after each year in order to determine the effectiveness of the academic programs in improving African-American achievement. If this assessment reveals that a program has not and likely will not improve African-American achievement, LRSD shall take appropriate action in the form of either modifying how the program is implemented or replacing the program. Compliance Plan, Oct. 10, 2002, at 1 (footnote omitted). The district court imposed a compliance remedy (2002 Remedy) designed to bring LRSD into subs~ntial compliance with section 2.7.1. Id. at 1087-88. On appeal by Joshua from the district court's unitary-status ruling, we affirmed. Little Rock Sch. Dist. v. Armstrong. 359 F.3d 957 (8th Cir. 2004). On March 15, 2004, following what it believed was its substantial compliance with section 2.7.1 and the2002 Remedy, LRSD asked to be declared unitary. Joshua opposed the request. On June 30, 2004, the district court concluded that LRSD had not substantially complied with its obligations, denied unitary status, and imposed a new compliance remedy (2004 Remedy). It is from this judgment that LRSD now appeals. -4- - ' r. Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 5 of 28 II. Although this case traces its roots to federal desegregation efforts, the instant appeal presents no constitutional issues. The constitutional requirements for unitary status are set forth in Green v. County School Board, 391 U.S. 430, 435-38 (1968), which held that a school district may be declared unitary and lacking racial discrimination based on satisfactory performance in five areas of a school district's operations: ( 1) student assignment; (2) faculty and staff assignment; (3) transportation; (4) extracurricular activities; and (5) facilities. LRSD has met these requirements. See 237 F. Supp. 2d at 1089 (declaring LRSD "partially unitary with regard to all . aspects of its operations, because it has substantially complied with all sections of the Revised Plan, save for those obligations contained in 2. 7. l "). As the district court noted in 2002, the Revised Plan "included other desegregation obligations that went beyond Green's constitutional floor for a school district to become unitary." Id. at 1032. Section 2.7.1 of the Revised Plan refers to section 2.7, which required LRSD to "implement programs, policies and/or procedures designed to improve and remediate the academic achievement of African-American students, including but not limited to Section 5 of this Revised Plan." The impetus for section 2. 7 is colloquially referred to as the "achievement gap" between minority students and white students in the public school systems. For section 2. 7 .1 to meet the constitutional threshold of a desegregation remedy, the achievement gap that it was designed to remedy would have to "directly address and relate to the constitutional violation itself." Missouri v. Jenkins, 515 U.S. 70, 88 (1995); see also Bd. ofEduc. v. Dowell, 498 U.S. 237,248 ( 1991) ("The legal justification for displacement of local authority by an injunctive decree in a school desegregation case is a violation of the Constitution by the local authorities."). As the district court observed in 2002: [N]o court has ever determined generally, or with the specificity required in [Jenkins], what portion, if any, of the minority student achievement -5- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 6 of 28 gap in LRSD is causally linked as a vestige of de jure segregation. Furthermore, Joshua has failed to introduce any evidence to establish that: ( l) the achievement gap is causally linked to the system of de jure segregation which existed in LRSD decades earlier; and (2) the portion of the achievement gap which is attributable to de jure segregation, after excluding all of the socioeconomic factors that also have contributed to that gap. 237 F. Supp. 2d at 1040. IT People Who Care v. Rockford Bd. of Educ., 246 F.3d l 073, l 076 (7th Cir. 200 l) ("[I]t is obvious that other factors besides discrimination contribute to unequal educational attainment, such as poverty, parents' education and employment, family size, parental attitudes and behavior, prenatal, neonatal, and child health care, peer-group pressures, and ethnic culture."). Accordingly, it is unclear whether LRSD's efforts to remedy the achievement gap are constitutionally compelled. We need not determine that issue, however, because LRSD's obligations under section 2.7.l are clearly contractual matters. Thus, we examine LRSD's compliance under ordinary rules of contract interpretation. LRSD's obligations under section 2.7.l therefore arise as a matter of contract, not constitutional law, and thus we ex~ine LRSD' s compliance under ordinary rules of contract interpretation. United States v. Knote, 29 F.3d 1297, 1299 (8th Cir. 1994). We review the district court's factual findings for clear error, Little Rock Sch. Dist. v. Pulaski County Special Sch. Dist., 83 F.3d 1013, 1017 (8th Cir. 1996), and its modification of a consent decree for an abuse of discretion. McDonald v. Carnahan. 908 F.2d 388, 390 (8th Cir. 1990). We review de novo the district court's interpretation of the terms of the Revised Plan. Armstrong. 359 F.3d at 965. III. This litigation has been complicated by the shifting terminology employed by LRSD, Joshua, and the district court. Specifically, efforts to resolve this case since the Revised Plan took effect in 1998 have been marked by confusion over four terms: -6- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 7 of 28 ( l) assessment; (2) evaluation; (3) program; and ( 4) key program. The plain language of section 2. 7 .1 of the Revised Plan, quoted in Part I, supra, required LRSD to assess academic programs implemented pursuant to section 2. 7, including but not limited to programs implemented under section 5. A. On March 15, 2000, LRSD submitted an Interim Compliance Report that described how it would meet its obligations under the Revised Plan. The report identified myriad programs that had been implemented pursuant to section 2. 7 and section 5,2 and set forth both a "Program Evaluation Agenda"3 and an ''Assessment 2The section 2.7 programs included: Title I Programs, PLATO Labs, Accelerated Learning Center, Alternative Learning Center, Summer School, Tutoring Programs, Little Rock LEADERS, ACT Tutoring, Career Orientation, Block Scheduling, High School Advisory Program, Personalized Education Plan, K-12 Science (including specific programs for four different grade levels), Professional Development for Science Teachers, and Citizenship and Character Education. See Interim Compliance Report at 47-51. The section 5 programs appear to include: Home Instruction Program for Pre-School Youngsters (HIPPY); Rockefeller's Infant, Toddler, and Three-Y ear-O Id Program; Pre-Kindergarten; Pre-Kindergarten Program Expansion; Early Literacy Leaming in Arkansas; PreK-3 Literacy Plan; PreKindergarten Professional Development; Animated Literacy; Early Literacy ( various grades); Effective Literacy ( various grades); Kindergarten I Like Me Project; Success for All; Direct Instruction; Reading Recovery; Assessment System; Professional Development (all grades); Multicultural Reading and Thinking; Reading and Writing Workshop; Thematic Instruction; High School English; Summer Algebra Readiness Training (SMART); Family Mathematics; Elementary School TechnologyBased Programs; Middle School Keyboarding; New High School Technology Courses; and Keyboarding Credit by Examination. Id. at 93-127. 3The Program Evaluation Agenda indicated that LRSD would evaluate the following eight programs: PreK-3 Literacy, Success for All, Direct Instruction, the implementation of middle schools, English as a Second Language, National Science Foundation project components, Twenty-First Century Projects, and Waiver Process. Id. at 53-57. -7- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 8 of 28 Plan" in response to section 2.7. l. Interim Compliance Report at 53-57. Significantly, the Program Evaluation Agenda indicated that LRSD would evaluate (rather than assess) only a small subset of the section 2.7 and section 5 programs identified in the Interim Compliance Report, and the Assessment Plan referred only to assessing students (i.e., testing), not programs. Id. LRSD submitted its final Compliance Report on March 15, 2001. The Compliance Report incorporated by reference the Interim Compliance Report. It contained additional information responsive to section 2. 7 .1 under the title "Program Evaluation," which indicated that LRSD had evaluated fourteen programs.4 Compliance Report at 148. As recounted above, the district court granted LRSD partial unitary status in 2002, but concluded that LRSD had not substantially complied with the requirements of section 2. 7. I. The district court noted that the Interim Compliance Report had "identified almost 100 programs that [LRSD] had implemented to 'improve and remediate the academic achievement of African-American students'" under sections 2.7 and 5 of the Revised Plan. 237 F. Supp. 2d at 1076 n.135. According to the district court, these were "all of the programs ... that LRSD was implementing in accordance with its obligations under the Revised Plan." Id. at IO 18. The district court elaborated that: Section 2. 7. I of the Revised Plan required LRSD to assess annually each of the academic programs promulgated pursuant to 2.7, in order to determine if those programs, in fact, were improving African-American 4The fourteen programs were: PreK-2 Literacy, Comprehensive Partnerships for Mathematics and Science Achievement, Extended Year Schools, Elementary Summer School, Home Instruction Program for Pre-School Youngsters (HIPPY), Charter School, English as a Second Language, Lyceum Scholars, Southwest Middle School's Partnership with Southwest Educational Development Laboratory (SEDL), Onward to Excellence at Watson Elementary School, Collaborative Action Team, Vital Link, Middle School Transition, and Campus Leadership Teams. Compliance Report at 148. -8- e Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 9 of 28 achievement. If the assessment of a program revealed that it was not effective in improving African-American achievement, LRSD was required to modify or replace the program. I find that the purpose of 2.7.1 was to make sure that the programs promised under 2.7 actually worked to improve the academic achievement of African-American students. I further find thatLRSD's substantial compliance with 2.7.1 was crucial to its commitment to improve the academic achievement of African-American students; for, without performing a rigorous annual assessment of each of the many dozens of programs implemented under 2.7, it would be impossible to determine which programs were working and should be continued and which programs were not working and should be discontinued, modified, or replaced with new programs. Id. at 1076 (footnote omitted). The above-cited pa~sage is consistent with the terms of the Revised Plan. Elsewhere in its order, however, the district court observed that LRSD's Interim Compliance Plan had specified that evaluations would be conducted for key programs including (1) Pre-K-3 Literacy Program Success For All; (2) the implementation of the new curriculum in Engli~h ~anguage arts, mathematics, and science in the middle schools; (3) the Nationat' Science Foundation project aimed at . improving African-American achievement in math and science; and (4) the implementation of the School Improvement Plan. Mt at 1077. The district court found "that the much more in-depth and analytical program evaluations, which LRSD agreed to prepare on certain key remediation programs identified in the Interim Compliance Report, were an integral and essential part ofLRSD's obligation under 2.7.1." Id. at 1079. The district court also noted the distinction between "assessment" and "evaluation." According to testimony from Dr. Bonnie Lesley, LRSD's thenAssociate Superintendent of Curriculum and Instruction, an assessment is "dynamic, it is interactive, it's ongoing, it happens frequently, and it is a measurement, along with the analysis that you would make of whatever results are available." hh at 1077. -9- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 10 of 28 In contrast, an evaluation is "more long tenn, [it] may consider observations or measurements in addition to test scores, and is guided by a set of research questions that are usually provided by whoever the consumer is of that report." Id. The district court noted that LRSD had interpreted section 2.7.1 "to include an obligation to perfonn some program evaluations." Id. At the conclusion of its order, the district court set forth the 2002 Remedy, which contained six principal sections. The first four sections are those which are the most relevant to the issue before us: A. For the entire 2002-03 school year and the first semester of the 2003-04 school year, through December 31, 2003, LRSD must continue to assess each of the programs implemented under 2. 7 to improve the academic achievement of African-American students. LRSD now has over three years of testing data and other information available to use in gauging the effectiveness of those programs. I expect LRSD to use all of that available data and infonnation in assessing the effectiveness of those programs and in deciding whether any of those programs should be modified or eliminated. . B. LRSD must maintain written records regarding its assessment of each of those programs. These written records must reflect the following information: (a) the written criteria used to assess each program during the 2002-03 school year and the first semester of the 2003-04 school year; (b) the results of the annual assessments of each program, including whether the assessments resulted in program modifications or the elimination of any programs; and ( c) the names of the administrators who were involved with the assessment of each program, as well as at least a grade level description of any teachers who were involved in the assessment process (e.g., all fourth grade math teachers; all eighth grade English teachers, etc.). -10- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 11 of 28 C. LRSD must use Dr. Nunnerly [sic] or another expert from outside LRSD with equivalent qualifications and expertise to prepare program evaluations on [fourteen specified programs] .... [A]s these program evaluations are prepared, LRSD shall use them, as part of the program assessment process, to determine the effectiveness of those programs in improving African-American achievement and whether, based on the evaluations, any changes or modifications should be made in those programs. In addition, LRSD must use those program evaluations, to the extent they may be relevant, in assessing the effectiveness of other related programs. D. Joshua must monitor LRSD's compliance with 2.7.l and must immediately bring to the attention of LRSD all problems that are detected in its compliance with its obligations under 2.7.l, as those obligations are spelled out in this Compliance Remedy. Thereafter, Joshua and LRSD must use the ''Process for Raising Compliance Issues" set forth in 8.2, et seq., of the Revised Plan to attempt to resolve those compliance issues. If those efforts are unsuccessful, Joshua must present the issues to me for resolution, as required by 8.2.5. Any such presentation must be timely. l!L at 1087-88 (footnote omitted). The contrast between the assessments of Subparts A and B and the evaluations of -Subpart C demonstrates that the district court was making a clear distinction between the two terms. Viewed in this light, the meaning of Subparts A and B is that the district court was requiring assessments for "each of the many dozens of programs implemented U)lder 2. 7," id. at l 076, irrespective of the requirements imposed by Subpart C. This interpretation is consistent with the district court's order as a whole, the Revised Plan, and LRSD's Interim Compliance Report. Cf. Little Earth of United Tribes, Inc. v. UnitedStatesDep'tofHous. &Urban Dev., 807 F.2d 1433, 1438, 1439 (8th Cir. 1986) (We view an earlier order by the district court "as a whole, and an interpretatiori that gives effect to all parts of the order will be preferred over one that -11- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 12 of 28 leaves portions of the order meaningless or insignificant. . . . If there is any ambiguity in the . .. order, its meaning is clarified by 'what preceded it and what it was intended to execute."'). On October 10, 2002, LRSD' s Board of Directors adopted a Compliance Plan that outlined how LRSD would satisfy the 2002 Remedy. The Compliance Plan indicated that LRSD would "[c ]ontinue to administer student assessments through the first semester of 2003-04" and "[ m ]aintain written records of. .. the results of the annual student assessments, including whether an informal program evaluation resulted iri program modifications or the elimination of any programs." Compliance Plan at 3. These statements reflected LRSD's interpretation of the Revised Plan by referring to LRSD's efforts to administer "student assessments" rather than to its obligation to "assess academic programs." The Compliance Plan also stated that LRSD would "[p ]repare a comprehensive program evaluation of each academic program implemented pursuant to Revised Plan 2.7 to determine its effectiveness in improving the academic achievement of African-American students and to decide whether to modify or replace the program," and indicated that LRSD would satisfy this obligation by preparing "the following new, comprehensive evaluations: (a) Elementary Literacy, (b) Middle and High School Literacy and (c) K-12 Mathematics and Science." Id. at 3, 5. LRSD thus substituted "comprehensive program evaluations" for the Revised Plan requirement of "assessments" and, more significantly, construed "each academic program implemented pursuant to Revised Plan 2. T' to mean three broad-based programs. LRSD provided a copy of its Compliance Plan to Joshua in October 2002. See October 25, 2002, letter from John C. Fendley, Jr. (App. 2168-72). Joshua disagreed with the proposal outlined in the plan and, pursuant to the Revised Plan, requested that the ODM facilitate resolution of the disagreement. Although the facilitation apparently failed, Joshua did not contact the district court regarding the disagreement. -12- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 13 of 28 On March 15, 2004, LRSD submitted its new Compliance Report (2004 Compliance Report). LRSD indicated that its obligation to "[c]ontinue to administer student assessments" had been satisfied through its implementation of "the 2002-03 Board-approved assessment plan." 2004 Compliance Report at 2-3. With respect to how it had met its -self-described requirement to "prepare a comprehensive program evaluation of each academic program implemented pursuant to Revised Plan 2.7," LRSD offered the following explanation: The LRSD contracted with Dr. Steve Ross, an expert approved by Joshua, to prepare comprehensive evaluations of the District's elementary and secondary literacy programs. These evaluations, combined in a single report, were completed and approved by the Board in November of 2003 .... Dr. Don Wold, a program evaluator funded through a National Science Foundation ("NSF") grant; Dennis Glasgow, Interim Associate Superintendent for Curriculum and Instruction; and Vanessa Cleaver, Director of the NSF Grant, authored the comprehensive mathematics and science evaluation. The comprehensive mathematics and science evaluation was completed and approved by the Board in December 2003. Id. at 3-4. On June 30, 2004, the district court concluded that LRSD had not substantially complied with the Revised Plan or the 2002 Compliance Remedy. The district court commented that: While the fields of "Literacy" and "Math and Science" may be convenient ways to divide academic knowledge, they most certainly do not constitute specific 2. 7 "academic programs" (e.g., Reading for All, Early Literacy Leaming, Reading Recovery, or Effective Literacy) that LRSD implemented, on a school-by-school basis, to improve the academic achievement of African-American students. -13- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 14 of 28 D. Ct. Order of June 30, 2004, at 55. Addressing what it perceived to be LRSD's failure to distinguish between the concepts of assessment and evaluation, the district court explained that: Subparts A and B of the Compliance Remedy obligated LRSD to assess each of the 2.7 programs . ... I made no mention ofLRSD preparing evaluations of 2.7 programs because, on its face, nothing in 2.7. l of the Revised Plan obligated LRSD to perform "program evaluations." However, Dr. Lesley made it clear in her testimony that LRSD administrators knew and understood that the "assessment" obligation in 2. 7.1 included the obligation of preparing "program evaluations." [citation omitted.] Therefore, I concluded it would be best to use the same terms in the [2002] Compliance Remedy that the parties themselves had chosen to use in 2. 7 .1 of the Revised Plan. Id. at 8. B. LRSD's 2000 Interim Compliance Report indicated that LRSD construed the Revised Plan's requirement to "assess all programs" to mean that it must "evaluate key programs." Because Joshua elected not to challenge LRSD's interpretation, that interpretation became controlling under ordinary principles of contract law. In its 2002 order, the district court essentially concluded that LRSD had failed to comply substantially with both interpretations of section 2.7.1, i.e., that LRSD had neither assessed all programs nor adequately evaluated key programs. The district court thus imposed a bifurcated compliance remedy. Subparts A and B reverted to the original, plain meaning, requirements of section 2.7.1. Subpart C addressed LRSD's interpretation. Had LRSD appealed, Subparts A and B might well have been deemed to be superfluous requirements. LRSD did not appeal the 2002 order, however, and thus the district court's remedy became the governing interpretation of the section 2. 7 .1 obligations. -14- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 15 of 28 LRSD' s 2002 Compliance Plan construed Subparts A and B in the same manner that it had previously interpreted section 2. 7 .1: it took "assess all programs" to mean "evaluate key programs." When Joshua again failed to raise a legally sufficient challenge to this interpretation, LRSD arguably became entitled to rely on its interpretation, i.e., that three broad-based program evaluations would satisfy the requirements of Subparts A and B. The district court; however, refused to find that Joshua had waived its right to challenge LRSD's compliance, saying that "[i]n a school desegregation case that has its origins in the infamous 1957 Little Rock school desegregation crisis, no court is likely to hold the silence of Joshua's counsel--even if they are to be criticized-against the African-American students they represent, and who now fill almost 70% ofthetotalnumberofseats inLRSD'sclassrooms." D. Ct. Order of June 30, 2004, at 20. C. The district court found that LRSD had failed to substantially comply with both the plain meaning of Subparts A and B (i.e., assess all programs) and LRSD's interpretation of the remedy (i.e., evaluate three key programs). At the outset, we have substantial concerns about the highly detailed, complex nature of the district court's 2002 Remedy, which imposes upon LRSD additional requirements, some of which appear to go well beyond those agreed upon by the parties in the Revised Plan. The Revised Plan constituted a contract between the parties, and the district court was not free to expand its terms beyond that which was contemplated by the parties. Subpart C of the 2002 Remedy exceeded the scope of the Revised Plan, which lacked any requirement for program evaluations. See Krupnick v. Ray, 61 F.3d 662,664 (8th Cir. 1995) ("The law of Arkansas provides that it is the duty of the court to construe the contract according to its unambiguous language without enlarging or extending its terms."); cf. Holland y. N.J. Dep't of -15- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 16 of 28 Corr., 246 F.3d 267, 281 (3d Cir. 2001) ("A court should interpret a consent decree as written and should not impose terms when the parties did not agree to those terms."); Equal Employment Opportunity Comm'n v. N.Y. Times Co., 196 F.3d 72, 78 (2d Cir. 1999) (" A court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's goals."); Armstrong v. Bd. of Sch. Dirs. of Milwaukee, 616 F.2d 305,315 (7th Cir. 1980) ("Judges should not substitute their own judgment as to optimal settlement terms for the judgment of the litigants and their counsel."). LRSD, however, elected not to appeal Subpart C in 2002, and so that issue is not before us today. In its June 30, 2004, order, the district court set forth an even more highly detailed compliance remedy (the 2004 Remedy). We cite selected portions of that Remedy as representative of the level of specificity that the district court engaged in: Because LRSD failed to substantially comply with the crucially important obligations contained in 2.7. l of the Revised Plan, it must remain under court supervision for _two more complete school years, 2004-05 and 2005-06. To avoid any "misunderstanding" regarding this Compliance Remedy, i will be specific. The new Compliance Remedy is as follows: A. LRSD must promptly hire a highly trained team of professionals to reinvigorate PRE. These individuals must have experience in: (a) preparing and overseeing the preparation of formal program evaluations; and (b) formulating a comprehensive program assessment process that can be used to determine the effectiveness of specific academic programs designed to improve the achievement of African-American students. I expect the director of PRE to have a Ph.D.; to have extensive experience in designing, preparing and overseeing the preparation of program evaluations; and to have a good understanding of statistics and regression analysis. I also expect LRSD to hire -16- i.. u Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 17 of 28 experienced statisticians and the other appropriate support personnel necessary to operate a first-rate PRE Department. B. The first task PRE must perform is to devise a comprehensive program assessment process. It may take a decade or more for LRSD to make sufficient progress in improving the academic achievement of African-American students to justify discontinuing the need for specific 2. 7 programs. For that reason, the comprehensive program assessment process must be deeply embedded as a permanent part of LRSD's curriculum and instruction program. Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to determine the effectiveness of the various key 2. 7 programs in improving the academic achievement of African-American students .... C. During each of the next two academic school years (2004-05 and 2005-06), LRSD must hire one or more outside consultants to prepare four (4) formal step 2 evaluations. Each of these step 2 evaluations must cover one of the key 2. 7 programs, as it has been implemented in schools throughout the district. Thus, over the course of the next two academic years, LRSD must hire outside consultants to prepare a total of eight (8) formal step 2 evaluations of key 2. 7 programs. During the recent compliance hearing, Dr. Ross made it clear that LRSD must conduct these formal step 2 evaluations of the key 2.7 programs in order to continue to make progress in improving the academic achievement of African-American students. Again, I suggest that LRSD hire Dr. Ross--to perform the following tasks: (1) identify the four key 2. 7 programs that should be formally evaluated during the 2004-05 school year and the four key 2. 7 program$ that should be formally evaluated during the 2005- 06 school year; and (2) prepare as many of the eight step 2 evaluations as possible. If Dr. Ross cannot prepare all eight of the step 2 evaluations, I recommend that LRSD hire -17- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 18 of 28 someone that Dr. Ross recommends as possessing the experience and ability necessary to prepare those evaluations. E. In order to streamline LRSD's record-keeping obligation, I am going to require that each of the eight step 2 evaluations contain, in addition to the traditional information and data, a special section which: (1) describes of the number of teachers and administrators, at the various grade levels, who were interviewed or from whom information was received regarding the effectiveness of the key 2.7 program being evaluated; (2) lists each of the recommended program modifications, if any, that were deemed necessary in order to increase the effectiveness of each of the 2.7 programs in improving the academic achievement of African-American students; and (3) briefly explains how each of the recommended modifications is expected to increase the effectiveness of the 2.7 program. This requirement is intended to relieveLRSD of any independent record-keeping obligations under 2.7.1 of the Revised Plan and the Compliance Remedy. G. PRE must submit quarterly written updates on the status of the work being performed on the four step 2 program evaluations that will be prepared during the 2004-05 school year and the four step 2 program evaluations that will be prepared during the 2005-06 school year. These quarterly updates must be delivered to the ODM and Joshua on December 1, March 1, Junel, and September 1 of each of those two academic school years. As soon as each of the eight step 2 evaluations has been completed and approved by the Board, LRSD must provide a copy to the ODM and Joshua. -18- ii_ . ...,. . Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 19 of 28 K. On or before October 15, 2006, LRSD must file a Compliance Report documenting its compliance with its obligations under 2.7.1 of the Revised Plan, as specified in this Compliance Remedy. If Joshua wishes to challenge LRSD's substantial compliance, they must file objections on or before November 15, 2006. Thereafter, I will schedule a compliance hearing and decide whether LRSD has met its obligations under the Compliance Remedy and should be released from all further supervision and monitoring. L. This Compliance Remedy is intended to supersede and replace the identical compliance obligations that I imposed on LRSD, albeit with less specificity, in subparts A and B of Section VII of the September 13 Decision. D. Ct. Order at 61-67 (footnotes omitted). There was much more in the way of detailed requirements, but those portions quoted are illustrative of what it is that LRSD is now being asked to do. IV. In reviewing the district court's determination that LRSD had not substantially complied with the terms of the Revised Plan and the 2002 Remedy, we note, as did the district court, that on March 14, 2003, the same day that LRSD filed what are termed its "Page 148 Evaluations," Dr. Lesley, the person responsible for overseeing these evaluations, resigned. Two months later, Dr. T. Kenneth James, LRSD's superintendent, also resigned. Thus the two persons to whom direct responsibility had been assigned to ensure compliance with the requirements of the 2002 Remedy were no longer available to assist LRSD in the implementation of the Compliance Plan. Indeed, the authors of the ODM's March 30, 2004, Compliance Report observed that the loss of Dr. Lesley and Dr. James at a crucial time in the implementation of the Compliance Plan, coupled with the delays and difficulties LRSD encountered in -19- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 20 of 28 filling those positions with acting or interim employees, created "a period of some uncertainty" for LRSD. We note these facts and observations to highlight the constraints under which LRSD was laboring as it sought both to satisfy th~ requirements of the Compliance Plan and to demonstrate through empirically based evidence that it had in fact accomplished that goal. A. LRSD contends that by failing to challenge the adequacy of LRSD's Compliance Plan, Joshua in effect abandoned its objection to that plan and thus should not be heard to contest LRSD's compliance with the 2002 Remedy. If this case involved only a dispute between private litigants, we might well have disagreed with the district court's holding that Joshua had not waived its right to challenge either LRSD's interpretation of the 2002 Remedy or LRSD's claim that it had substantially complied with the requirements of that remedy. Given the lengthy nature of the litigation between the parties, however, and the substantial likelihood that LRSD's ongoing attempts to comply with the 2002 order will in due course entitle it to be declared unitary, we will not reverse the district court's ruling on this issue. Nevertheless, in light of its failure to call to the district court's attention to its disagreement with LRSD's interpretation of the 2002 order, it would ill behoove Joshua to raise any further technical complaints about LRSD's efforts to comply with the 2002 order. Without recounting in depth the voluminous evidence that LRSD submitted in support of its claim that it had substantially complied with the Revised Plan and the 2002 Remedy, we observe that had the question of compliance been submitted to us in the first instance, we might well have found that LRSD had met its burden of proof, all the more so in light of the heightened requirements imposed by the district court in its 2002 order. It is a close question whether all of those additional requirements -20- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 21 of 28 are within the scope of the Revised Plan or whether they represent newly created, after-the-fact fine-tuning that neither of the parties contemplated when they entered into the settlement agreement that resulted in the Revised Plan. Nevertheless, and once again adverting to the lengthy, if not indeed tortuous, path on which this litigation has proceeded, we conclude that the district court, although it may have come ~los~,~-t,0.5!,_~sing !he line between proper j1!sJci9i.aL ,.2, _,_,.._..,. ..." "*~~-..~ -;.r."'...,:.,... .. .:&.-- ~ -- ~~-r..,,. .. ~, .~ ., - . 1 enforcement of an agreed-upon undertaking and the, m osition of requirements that r---= ~ ,. _ ,..,..... . .,. ~ ~ ..- .1. '"t.~."'- ...... --~- :.,,.:...~3,, :,_~c,fsa...:, ,~,,.;.~ ; find no warrantfo that undeftakirig~ did not clearly err in finding that LRSD had failed ------,-.. ,---~,r-.r,:: ..... '--, -.--"' w--.-.- ~,r:-.-,,,~-t.~ to demonstrate substantial compliance with the Revised Plan and the 2002 Remedy. B. Our concerns regarding the 2002 Remedy are even greater with respect to the even more heightened requirements, as illustrated by the portions quoted above, imposed by the district court's June 30, 2004, order. One can understand the frustration expressed by LRSD concerning that which it is now expected to do. Indeed, during oral argument we asked LRSD's counsel, "Can you tell us in plain, simple language what it is that [the district court] wants the District to do that it is unwilling to do?" Counsel responded in part by saying that LRSD was complying with the new compliance remedy. In light of that representation, we are unwilling at this time to say that those heightened requirements surpass beyond all measure the requirements to which LRSD committed itself when it entered into the 1989 Settlement. Suffice it to say that there will be time enough for us to revisit the requirements of the 2004 order if this case should once again come before us. For the moment, then, we offer no comment beyond the observation that substantial compliance means just that, not mathematical precision. -21- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 22 of 28 ,, Conclusion In the concluding paragraphs of its June 30, 2004, order under the heading "Final Thoughts on LRSD's Compliance Efforts," the district court, referring to its review of the history of the negotiations that had led the parties to voluntarily enter into the Revised Plan, stated: I review this history to make it crystal clear that LRSD--not the Court-formulated all of the program assessment/evaluation obligations contained in 2. 7.1 of the Revised Plan and voluntarily agreed to comply with all of those obligations. I know it will be quite a burden for LRSD to formulate, implement, and deeply embed in its curriculum an effective 2. 7 .1 program assessment/evaluation process that will allow it to determine the effectiveness of each of the key 2.7 programs. But this is the medicine that LRSD knowingly and voluntarily decided it must take in an attempt to cure the historically low academic achievement of so many of its African-American students. D. Ct. Order at 67. In commenting upon LRSD's duty to ensure that a significant number of African-American students score at or above the proficient level in reading, math, and science, the district court concluded its remarks by stating, "To this end, LRSD must do what it promised to do, and what it has been ordered to do because of this promise. In the words of the poet of the Yukon, Robert Service, 'a promise made is a debt unpa1d."' Id. at 68. We add to these comments only the observation that a promise is that which has been made by the promisor, and not one that may be expanded by others beyond that which is fairly encompassed by its terms. -22- .. Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 23 of 28 ,,.Nothing in what we have said in this opinion should be read as in any way reH7~ing the Little Rock School District of its obligation to comply with the coi;hmitments it made when it entered into the settlement that culminated in the f R~vised Plan. Our concerns about the district court's 2002 and 2004 orders arise from I Jhe ever-heightened requirements that the District is being asked to satisfy, / requirements that may seem to impose a duty of demonstrating mathematical precision I at a cost and effort beyond that which the District should be required to bear. We note that in one form or another the Little Rock School District has been under judicial tutelage for more than two decades now. We hope that it is not too much to expect that its efforts to comply with not only the requirements of the Revised Ian but also with the subsequent embellishments of those requirements will prove to successful. With these observations, the judgment is affirmed. GRUENDER, Circuit Judge, concurring in part and dissenting in part. Like the Court, I would affirm the district court's finding that LRSD was not in substantial compliance with section 2.7.1 of the Revised Plan as embodied in the 2002 Remedy. However, I respectfully dissent from the Court's judgment because I find that the d-istr-ict -cou-rt a-bus-ed -its d-isc-ret-ion =in im osing t.he. 2.00-4. R-em~edy-. ~ .. ~-- ......~ . - A consent decree "is a kind of private law, agreed to by the parties and given shape over time through interpretation by the court that entered it." Knote, 29 F .3d at 1300 (quotingSennewa/dv. Univ. of Minnesota, 847F.2d472,475 (8th Cir.1988) R. Arnold, J., concurring)). Although we defer in large measure to the district court's interpretation or modification of a consent decree, Knote, 29 F.3d at 1300, 1302, the district court is not at liberty to ignore what was "agreed to by the parties" by imposing new terms that lie outside the intended agreement of the parties, see, e.g., -23- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 24 of 28 Pure Country, Inc. v. Sigma Chi Fraternity, 312F.3d 952,958 (8th Cir. 2002) ("When construing a consent decree, courts are guided by principles of contract interpretation and, where possible, will discern the parties' intent from the unambiguous terms of the written consent decree, read as a whole."); see also Holland v. NJ. Dep 't of Corr., 246 F.3d 267, 281 (3d Cir. 2001) ("A court should interpret a consent decree as written and should not impose terms when the parties did not agree to those terms."); EEOC v. New York Times Co., 196 F.3d 72, 78 (2d Cir. 1999) ("[A] court may not replace the terms of a consent decree with its own, no matter how much of an improvement it would make in effectuating the decree's goals." ( quotation omitted)). As the Court notes, ante at 14-15, when LRSD chose not to appeal the 2002 Remedy, the 2002 Remedy became the governing interpretation of the terms agreed to by the parties in section 2.7.1 of the Revised Plan. There is no dispute that the only hurdle remaining in LRSD' s quest for unitary status is compliance with subparts A and B of the 2002 Remedy. Therefore, the district court's modification should have focused on producing compliance with those terms. Subpart A required LRSD "to assess each of the programs implemented under 2.7" for a year and a half and "to use all of that available data and information [including other information already available apart from the assessments] in assessing the effectiveness of those programs." Subpart B required LRSD to maintain written records of the assessments containing (a) the written criteria used to assess each program, (b) the results of the assessments, including any resulting modification or elimination of a program, and ( c) the names of administrators and grade-level descriptions of any teachers involved in the assessment. Also as discussed by the Court, ante at 9-11, there was a clear distinction in the 2002 Remedy between a less formal, dynamic "assessment" and a more formal, research-paper-formatted "evaluation." Instead of focusing on enforcing compliance with the terms agreed to by the parties, however, the district court imposed terms in the 2004 Remedy that are untethered to the requirements of subparts A and B of the 2002 Remedy or section -24- ... Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 25 of 28 2. 7.1 of the Revised Plan. Although the district court's substitution of eight in-depth "evaluations" for the agreed-upon "assessments" of each program was arguably suggested in part by LRSD's own prior attempt to substitute three broad evaluations for the individual program assessments, there is no evidence of a meeting of the minds between the parties that would allow a number of in-depth evaluations to replace the agreed-upon assessments. Therefore, the district court should have simply enforced the assessment requirement as originally set forth in subparts A and B of the 2002 . Remedy. The district court's substitution of a new set of rigorous evaluations not agreed to by the parties was an abuse of discretion. There are two other aspects of the 2004 Remedy that are even more significant abuses of discretion. First, the district court ordered LRSD to hire a new team for its Program Review and Evaluation Department ("PRE"), and the district court specified in great detail the educational background and experience that the district court required of the new team. In addition, the district court all but ordered LRSD to hire - a particular expert, Dr. Ross (or a person chosen by Dr. Ross), to identify the eight "key" section 2. 7 programs and prepare in-depth "step 2" evaluations of those programs. Nothing in subparts A and B of the 2002 Remedy suggested that LRSD would have to operate under such detailed personnel qualification requirements in assessing the section 2.7 programs. In settling this case, LRSD certainly did not consent to the selection of its employees and consultants by the district court. Second, the district court introduced a requirement that LRSD's "program assessment process must be deeply embedded as a permanent part of LRSD's curriculum and instruction program" (emphasis by the district court). The district court did not identify any objective standards by which it intends to measure whether LRSD succeeds in meeting this "deeply embedded" requirement. The district court justified this requirement_by stating, "Only then will I have the necessary assurance that LRSD intends to continue using that process for as long as it is needed to determine the effectiveness" ofLRSD's programs in closing the achievement gap. -25- Case 4:82..:cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 26 of 28 However, the district court's responsibility is to obtain the necessary assurance that LRSD is complying with the terms of the consent decree, not to independently assess whether those tenns are effective. The parties agreed to annual program assessments by administrators and teachers, not to a pennanently embedded institutional structure of reviewing experts chosen by the district court. The introduction of the impossibly subjective "deeply embedded" requirement, viewed in light of the district court's lack of restraint to date in redefining the program assessment requirements in subparts A and B and micro-managing LRSD's compliance team, raises the specter that the district court intends to retain control of LRSD's efforts to close the achievement gap regardless of whether LRSD meets the tenns agreed to by the parties. No matter how much the district court believed that the new tenns in the 2004 Remedy would make an "improvement . .. in effectuating the decree's goalO" of closing the achievement gap, a laudable motive, the district court simply "may not replace the terms of a consent decree with its own." New York Times Co., 196 F.3d at 78 (quotation omitted). For these reasons, I would find that the district court abused its discretion in imposing the 2004 Remedy. Finally, I recognize that LRSD already has invested a substantial amount of the effort and expense needed to meet the requirements of the 2004 Remedy. At this point, vacating the 2004 Remedy in its entirety and remanding to the district court to impose a new remedy might actually set back LRSD's efforts to attain unitary status. Therefore, I would instruct the district court to order LRSD to complete the eight "step 2" evaluations as called for in the 2004 Remedy, but~ would also instruct the district court to analyze those eight evaluations under the standards set forth in subparts A and B of the 2002 Remedy. Specifically, the evaluation reports individually would need to meet the standards of a "program assessment," rather than an "evaluation," as defined ante at 9-1 O; LRSD would have to show that it used "all of th[ e) available data and infonnation in assessing the effectiveness of those programs" as required by subpart A, meaning that the in-depth data gathered in the "step 2" evaluations would -26- Case 4:82-cv-00866-WRW Document 4037-2 Filed 08/10/2006 Page 27 of 28 be put to good use; and continued compliance with the written record requirements specified in subpart B of the 2002 Remedy would supplant the unworkably subjective "deeply embedded" standard created out of whole cloth in the 2004 Remedy. The detailed personnel requirements imposed on LRSD would be vacated. Such a modification of the 2004 Remedy would restore the standards agreed to by the parties without disrupting the substantial compliance efforts LRSD has undertaken to date with respect to that remedy. Accordingly, I respectfully dissent from the Court's decision to uphold the 2004 Remedy and would modify the 2004 Remedy as discussed. -27- A TR Ct: C1)PY OF Tiff ORIGl::-;'AL MICH_!,.::._L E.. c; _.>,SS. CLER~ UNrrE.D ::-T.:, TES COl-RT OF APPEALS :~~lt~'.A~l~f qa.u- UPDATE ON THE STATUS OF THE PULASKI COUNTY SPECIAL SCHOOL DISTRICT'S IMPLEMENTATION OF PLAN 2000 Gene Jones Associate Monitor Horace R. Smith Associate Monitor August 16, 2006 Office of Desegregation Monitoring U.S. District Court Little Rock, Arkansas Margie L. Powell Associate Monitor Polly Ramer Office Manager ARKANSAS DEPARTMENT OF Dr. T. Kenneth James, Commissioner .Educatilf n 4 State Capitol Mall Little Rock, AR 72201-1071 (501) 682-4475 http:/ /ArkansasEd.org September 29, 2006 Mr. Christopher Heller Friday, Eldredge & Clark 400 West Capitol, Suite 2000 Little Rock, AR 72201-3493 Mr. John W. Walker John Walker, P.A. 1723 Broadway Little Rock, AR 72206 Mr. Mark Burnette Mitchell, Blackstock, Barnes, Wagoner, Ivers & Sneddon P. 0 . Box 1510 Little Rock, AR 72203-1510 Office of' Desegregation Monitoring One Union National Plaza . 124 West Capitol, Suite 1895. RECEIVED Little Rock, AR 72201 Mr. Stephen W. Jones Jack, Lyon & Jones 425 West Capitol, Suite 3400 Little Rock, AR 72201 Mr. M. Samuel Jones ill OCT 2 2006 OFFICE OF DESEGREGATION MONITORING Mitchell, Williams, Selig, Gates & Woodyard 425 West Capitol Avenue, Suite 1800 Little Rock, AR 72201 RE: Little Rock School District v. Pulaski County Special School District, et al. U.S. District Court No. 4:82-CV-866 WRW Dear Gentlemen: :Per an agreement with the Attorney General's Office, I am filing the Arkansas Department of Education's Project Management Tool for the month of September 2006 in the above-referenced case. If you have any questions, please feel free to contact me at your convenience. Sinvly . 0. ~~~ General Counsel Arkansas Department of Education SS:law cc: Mark Hagemeier STATE BOARD OF EDUCATION: Chair: Diane Tatum, Pine Bluff Vice Chair: Randy Lawson, Bentonville Members: Sherry Burrow, Jonesboro Dr. Calvin King, Marianna Dr. Tim Knight, Arkadelphia Dr. Ben Mays, Clinton MaryJane Rebick, Little Rock Dr. Naccaman Williams, Springdale An Equal Opportunity Employer / UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DMSION RECEIVED OCT 2 2006 OFACE OF DESEGREGATION MONITORING LITTLE ROCK SCHOOL DISTRICT PLAINTIFF V. No. LR-C-82-866 WRW PULASKI COUNTY SPECIAL SCHOOL DISTRICT NO. l, et al DEFENPANTS NOTICE OF FILING In accordance with the Court's Order of December 10, 1993, the Arkansas Department of Education hereby gives notice of the filing of the ADE's Project Management Tool for September 2006. Respectfully Submitted, cott Smith, Bar# 9225 General Counsel Arkansas Department of Education #4 Capitol Mall, Room 404-A Little Rock, AR 72201 501-682-4227 ---- - - - . ------ - - - - -- -- --- - - --- - - RECEIVED IN THE UNITED STATES DISTRICT COURT EASTERN DISTRICT OF ARKANSAS WESTERN DIVISION OCT 2 2006 OFFICEOf LITTLE ROCK SCHOOL DISTRICT, ET AL PLAINTIFFSDESEGREGATI0NM0NIT0RING V. NO. LR-C-82-866 WRW . PULASKI COUNTY SPECIAL SCHOOL DISTRICT, ET AL DEFENDANTS MRS. LORENE JOSHUA, ET AL INTERVENORS KATHERINE W. KNIGHT, ET AL INTERVENORS ADE'S PROJECT MANAGEMENT TOOL In compliance with the Court's Order of D~cember 10, 1993, the Arkansas Department of Education (ADE) submits the foliowing Project Management Tool to the parties and the Court. This document describes the progress the ADE has made since March 15, .1994, in complying with provisions of the Implementation Plan and itemizes the ADE's progress against timelines presented in the Plan . . --------------- - - - - - -- IMPLEMENTATION PHASE ACTIVITY I. FINANCIAL OBLIGATIONS A. Use the previous year's three quarter average daily membership to calculate MFPA (State Equalization) for the current school year. 1. Projected Ending Date Last day of each month, August - June. 2. Actual as of September 30, 2006 B. Include all Magnet students in the resident District's average daily membership for calculation. 1. Projected Ending Date Last day of each month, August - June. This project was supported in part by a Digitizing Hidden Special Collections and Archives project grant from The Andrew W. Mellon Foundation and Council on Library and Information Resources.</dcterms_description>
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